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2.9 Sleep and Dreaming

5 min read • june 18, 2024

Dalia Savy

Jillian Holbrook

Sleep Cycles Vocabulary

circadian rhythmsleepNREM sleepnarcolepsynight terrorslatent contentREM sleephallucinationssuprachiasmatic nucleus (SCN)dreamREM reboundalpha wavesdelta wavesinsomniasleep apneamanifest conte

Sleep and dreaming alter consciousness as part of the spontaneous state of consciousness.

The Circadian Rhythm  🕒

The  circadian rhythm is our internal clock, controlling our temperature and wakefulness in 24-hour cycles. This rhythm lets us know when we feel tired and sleepy. Our thinking is sharpest, with memory being the most accurate when we are at our peak in circadian arousal.

You may not think so, but you are actually very familiar with your circadian rhythm . Remember jet lag? Whenever we travel to a place that is within a different timezone, we feel thrown off and unusually tired because jet lag disrupts the circadian rhythm . ✈️

The  suprachiasmatic nucleus in the hypothalamus controls the circadian rhythm . In response to light, it causes the pineal gland to adjust melatonin production. In the morning, melatonin levels decrease, and in the evening, melatonin levels increase to get you prepared for sleep .

Why Sleep is Necessary

Evolutionary psychologists believe that sleeping became part of our behavior as a result of natural selection. In regard to AP Psychology,  sleep  is the periodic, natural  loss  of consciousness. The transition from a relaxed but awake state to sleep is marked by slower breathing and irregular brain waves.

Sleep serves various main functions: 

  • Sleep protects🛡️
  • Sleep helps us restore and repair brain tissue (maintaining  plasticity ) 🧠
  • Sleep restores and rebuilds our memories of the day 💭
  • Sleep feeds creative thinking 🎨
  • Sleep promotes growth (NREM-3) 🌱 Without sleep , we are unable to concentrate and often feel drowsy. These are all theories as to why we need sleep .

Breaking Down the Sleep Cycle

To measure sleep activity, neurologists use electroencephalograms ( EEGs ). Electrodes taped to the skull allow the EEG to produce an image of the electrical activity or waves in the brain: 

psychology sleep assignment

Image Courtesy of  Tuck

When awake and alert, the EEG shows beta waves. As you become more relaxed, alpha waves are shown.

Eventually, you fall into a dreamlike state, where you are semi-awake and feel relaxed, unable to respond to the environment or stimuli. This sleeping stage is called  NREM-1 , or the  hypnagogic  state.  Theta  waves are shown, and you may experience images resembling hallucinations , which may be incorporated into memories. A major example of this is when you wake up and think you’re falling; did that ever happen to you?

As sleep continues, you pass into  NREM-2, where your EEG shows  sleep spindles and K-complexes. Sleep spindles are sudden bursts of rapid brain wave activity. In the EEG attached, the sudden burst shown is a sleep spindle.

NREM-3, or  deep sleep , follows NREM-2. During this sleep stage,  delta  waves are emitted, and growth hormones are released. Heart rate, respiration, and blood flow are reduced. The further into the night you get, the less deep sleep you have. 

Once you pass into  REM   sleep , vivid dreams occur, brain waves become rapid (beta waves), heart rate and breathing increase, and eye movements are rapid (hence REM [Rapid Eye Movement Sleep ]). REM is also commonly labeled as  paradoxical sleep , where muscles are relaxed while other body systems are active. As a result, waking up during REM sleep can cause sleep paralysis since you are awake but have limp muscles.

REM sleep is one of the most important topics to know for this section! Dreams and nightmares, in addition to relaxed muscles, are concepts commonly asked about on the AP Exam. The further into the night you get, the  more   REM sleep you have.

Summary of the Sleep Stages

Stage
NREM-1Falling into unconsciousness, easily awakened.
NREM-2Deeper into , bursts of brain activity ( spindles)
NREM-3Deepest ; characterized by deep and slow  .
REMDreaming occurs, high brain activity, physical appearance of deep .

Every 90 minutes, we cycle through the four sleep stages: 1-2-3-2-1-REM, then restart.

psychology sleep assignment

Image courtesy of  Wikimedia Commons

Sleeping Disorders

While sleep is important to us as humans, sometimes problems can arise in regard to our sleep cycles. Insomnia , the inability to fall or stay asleep, can have detrimental health effects. On the other hand,  narcolepsy , sudden uncontrollable sleep attacks, can have harmful effects on our ability to function on a day-to-day basis. 😴

Sleep apnea is another disorder that impacts our quality of sleep . People with  sleep apnea randomly stop breathing while they are asleep and are frequently awakened throughout the night. 

Lastly,  night terrors , which typically impact children, occur in  NREM-3 and thus differ from regular dreams and nightmares. This may be characterized by incoherent chatter or physical movement. 👶

If you have ever been sleep -deprived, chances are you experienced  REM rebound . The night after being sleep deprived, you spend more time in the REM sleep stage.

Sigmund Freud was interested in what dreams could tell us about our inner thoughts and desires. He believed that dreams had two messages. First was the  manifest content , which was the actual remembered storyline. The second is referred to as the  latent content or the underlying meaning of the dream. For example, being chased by an animal in a dream may actually mean we are worried about a deadline creeping up on us. 🐆

Freud’s theory as to why we dream is to satisfy our own wishes and deal with  unconscious drives . Other theorists believe that we dream in order to file away memories, develop and preserve neural pathways, make sense of neural static, or reflect cognitive development. In reality, we are still learning a lot about both sleep and dreaming!

circadian rhythmsleepNREM sleepnarcolepsynight terrorslatent contentREM sleephallucinationssuprachiasmatic nucleus (SCN)dreamREM reboundalpha wavesdelta wavesinsomniasleep apneamanifest content

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4.2 Sleep and Why We Sleep

Learning objectives.

By the end of this section, you will be able to:

  • Describe areas of the brain involved in sleep
  • Understand hormone secretions associated with sleep
  • Describe several theories aimed at explaining the function of sleep
  • Name and describe three theories about why we dream

We spend approximately one-third of our lives sleeping. Given the average life expectancy for U.S. citizens falls between 73 and 79 years old (Singh & Siahpush, 2006), we can expect to spend approximately 25 years of our lives sleeping. Some animals never sleep (e.g., some fish and amphibian species); other animals sleep very little without apparent negative consequences (e.g., giraffes); yet some animals (e.g., rats) die after two weeks of sleep deprivation (Siegel, 2008). Why do we devote so much time to sleeping? Is it absolutely essential that we sleep? This section will consider these questions and explore various explanations for why we sleep.

What is Sleep?

You have read that sleep is distinguished by low levels of physical activity and reduced sensory awareness. As discussed by Siegel (2008), a definition of sleep must also include mention of the interplay of the circadian and homeostatic mechanisms that regulate sleep. Homeostatic regulation of sleep is evidenced by sleep rebound following sleep deprivation. Sleep rebound refers to the fact that a sleep-deprived individual will fall asleep more quickly during subsequent opportunities for sleep. Sleep is characterized by certain patterns of activity of the brain that can be visualized using electroencephalography (EEG), and different phases of sleep can be differentiated using EEG as well.

Sleep-wake cycles seem to be controlled by multiple brain areas acting in conjunction with one another. Some of these areas include the thalamus, the hypothalamus, and the pons. As already mentioned, the hypothalamus contains the SCN—the biological clock of the body—in addition to other nuclei that, in conjunction with the thalamus, regulate slow-wave sleep. The pons is important for regulating rapid eye movement (REM) sleep (National Institutes of Health, n.d.).

Sleep is also associated with the secretion and regulation of a number of hormones from several endocrine glands including: melatonin, follicle stimulating hormone (FSH), luteinizing hormone (LH), and growth hormone (National Institutes of Health, n.d.). You have read that the pineal gland releases melatonin during sleep ( Figure 4.6 ). Melatonin is thought to be involved in the regulation of various biological rhythms and the immune system (Hardeland et al., 2006). During sleep, the pituitary gland secretes both FSH and LH which are important in regulating the reproductive system (Christensen et al., 2012; Sofikitis et al., 2008). The pituitary gland also secretes growth hormone, during sleep, which plays a role in physical growth and maturation as well as other metabolic processes (Bartke, Sun, & Longo, 2013).

Why Do We Sleep?

Given the central role that sleep plays in our lives and the number of adverse consequences that have been associated with sleep deprivation, one would think that we would have a clear understanding of why it is that we sleep. Unfortunately, this is not the case; however, several hypotheses have been proposed to explain the function of sleep.

Adaptive Function of Sleep

One popular hypothesis of sleep incorporates the perspective of evolutionary psychology. Evolutionary psychology is a discipline that studies how universal patterns of behavior and cognitive processes have evolved over time as a result of natural selection . Variations and adaptations in cognition and behavior make individuals more or less successful in reproducing and passing their genes to their offspring. One hypothesis from this perspective might argue that sleep is essential to restore resources that are expended during the day. Just as bears hibernate in the winter when resources are scarce, perhaps people sleep at night to reduce their energy expenditures. While this is an intuitive explanation of sleep, there is little research that supports this explanation. In fact, it has been suggested that there is no reason to think that energetic demands could not be addressed with periods of rest and inactivity (Frank, 2006; Rial et al., 2007), and some research has actually found a negative correlation between energetic demands and the amount of time spent sleeping (Capellini, Barton, McNamara, Preston, & Nunn, 2008).

Another evolutionary hypothesis of sleep holds that our sleep patterns evolved as an adaptive response to predatory risks, which increase in darkness. Thus we sleep in safe areas to reduce the chance of harm. Again, this is an intuitive and appealing explanation for why we sleep. Perhaps our ancestors spent extended periods of time asleep to reduce attention to themselves from potential predators. Comparative research indicates, however, that the relationship that exists between predatory risk and sleep is very complex and equivocal. Some research suggests that species that face higher predatory risks sleep fewer hours than other species (Capellini et al., 2008), while other researchers suggest there is no relationship between the amount of time a given species spends in deep sleep and its predation risk (Lesku, Roth, Amlaner, & Lima, 2006).

It is quite possible that sleep serves no single universally adaptive function, and different species have evolved different patterns of sleep in response to their unique evolutionary pressures. While we have discussed the negative outcomes associated with sleep deprivation, it should be pointed out that there are many benefits that are associated with adequate amounts of sleep. A few such benefits listed by the National Sleep Foundation (n.d.) include maintaining health, lowering stress levels, improving mood, and increasing motor coordination, as well as a number of benefits related to cognition and memory formation.

Cognitive Function of Sleep

Another theory regarding why we sleep involves sleep’s importance for cognitive function and memory formation (Rattenborg, Lesku, Martinez-Gonzalez, & Lima, 2007). Indeed, we know sleep deprivation results in disruptions in cognition and memory deficits (Brown, 2012), leading to impairments in our abilities to maintain attention, make decisions, and recall long-term memories. Moreover, these impairments become more severe as the amount of sleep deprivation increases (Alhola & Polo-Kantola, 2007). Furthermore, slow-wave sleep after learning a new task can improve resultant performance on that task (Huber, Ghilardi, Massimini, & Tononi, 2004) and seems essential for effective memory formation (Stickgold, 2005). Understanding the impact of sleep on cognitive function should help you understand that cramming all night for a test may not be effective and can even prove counterproductive.

Link to Learning

Watch this brief video that gives sleep tips for college students to learn more.

Getting the optimal amount of sleep has also been associated with other cognitive benefits. Research indicates that included among these possible benefits are increased capacities for creative thinking (Cai, Mednick, Harrison, Kanady, & Mednick, 2009; Wagner, Gais, Haider, Verleger, & Born, 2004), language learning (Fenn, Nusbaum, & Margoliash, 2003; Gómez, Bootzin, & Nadel, 2006), and inferential judgments (Ellenbogen, Hu, Payne, Titone, & Walker, 2007). It is possible that even the processing of emotional information is influenced by certain aspects of sleep (Walker, 2009).

Watch this brief video about the relationship between sleep and memory to learn more.

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  • Published: 11 January 2022

Effect of sleep and mood on academic performance—at interface of physiology, psychology, and education

  • Kosha J. Mehta   ORCID: orcid.org/0000-0002-0716-5081 1  

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Academic achievement and cognitive functions are influenced by sleep and mood/emotion. In addition, several other factors affect learning. A coherent overview of the resultant interrelationships is essential but has not been presented till date. This unique and interdisciplinary review sits at the interface of physiology, psychology, and education. It compiles and critically examines the effects of sleep and mood on cognition and academic performance while including relevant conflicting observations. Moreover, it discusses the impact of several regulatory factors on learning, namely, age, gender, diet, hydration level, obesity, sex hormones, daytime nap, circadian rhythm, and genetics. Core physiological mechanisms that mediate the effects of these factors are described briefly and simplistically. The bidirectional relationship between sleep and mood is addressed. Contextual pictorial models that hypothesise learning on an emotion scale and emotion on a learning scale have been proposed. Essentially, convoluted associations between physiological and psychological factors, including sleep and mood that determine academic performance are recognised and affirmed. The emerged picture reveals far more complexity than perceived. It questions the currently adopted ‘one-size fits all’ approach in education and urges to envisage formulating bespoke strategies to optimise teaching-learning approaches while retaining uniformity in education. The information presented here can help improvise education strategies and provide better academic and pastoral support to students during their academic journey.

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Introduction.

Academic performance and cognitive activities like learning are influenced by sleep and mood or emotion. This review discusses the roles of sleep and mood/emotion in learning and academic performance.

Sleep, mood, and emotion: definitions and descriptions

Sleep duration refers to “total amount of sleep obtained, either during the nocturnal sleep episode or across the 24-hour period” (Kline, 2013a ). Sleep quality is defined as “one’s satisfaction of the sleep experience, integrating aspects of sleep initiation, sleep maintenance, sleep quantity, and refreshment upon awakening” (Kline, 2013b ). Along similar lines, it is thought to be “one’s perception that they fall asleep easily, get sufficient duration so as to wake up feeling rested, and can make it through their day without experiencing excessive daytime sleepiness” (Štefan et al., 2018 ). Sleep disturbance includes disorders of initiating and maintaining sleep (insomnias) and sleep–wake schedule, as well as dysfunctions associated with either sleep or stages of sleep or partial arousals (Cormier, 1990 ). Sleep deprivation is a term used loosely to describe a lack of appropriate/sufficient amount of sleep (Levesque, 2018 ). It is “abnormal sleep that can be described in measures of deficient sleep quantity, structure and/or sleep quality” (Banfi et al., 2019 ). In a study, sleep deprivation was defined as a sleep duration of 6 h or less (Roberts and Duong, 2014 ). Sleep disorder overarches disorders related to sleep. It has many classifications (B. Zhu et al., 2018 ). Sleep disorders or sleep-related problems include insomnia, hypersomnia, obstructive sleep apnoea, restless legs and periodic limb movement disorders, and circadian rhythm sleep disorders (Hershner and Chervin, 2014 ).

Mood is a pervasive and sustained feeling that is felt internally and affects all aspects of an individual’s behaviour (Sekhon and Gupta, 2021 ). However, by another definition, it is believed to be transient. It is low-intensity, nonspecific, and an affective state. Affective state is an overarching term that includes both emotions and moods. In addition to transient affective states of daily life, mood includes low-energy/activation states like fatigue or serenity (Kleinstäuber, 2013 ). Yet another definition of mood refers to mood as feelings that vary in intensity and duration, and that usually involves more than one emotion (Quartiroli et al., 2017 ). According to the American Psychological Association, mood is “any short-lived emotional state, usually of low intensity” and which lacks stimuli, whereas emotion is a “complex reaction pattern, involving experiential, behavioural and physiological elements”. Emotion is a certain level of pleasure or displeasure (X. Liu et al., 2018 ). It is “a response to external stimuli and internal mental representations” (L. Zhang et al., 2021 ). It is “a conscious mental reaction (such as anger or fear) which is subjectively experienced as a strong feeling usually deriving from one’s circumstances, mood, or relationships with others”. “This feeling is typically accompanied by physiological and behavioural changes in the body”. “This mental state is an instinctive or intuitive feeling which arises spontaneously as distinguished from reasoning or knowledge” (Thibaut, 2015 ).

Since there is some overlap between the descriptions of mood and emotion, in the context of the core content of this review, here, mood and emotion have not been differentiated based on their theoretical/psychological definitions. This is because the aim of the review is not to distinguish between the effects of mood and emotion on learning. Thus, these have been referred to as general affective states; essentially specific states of mind that affect learning. Also, these have been addressed in the context of the study being discussed and cited in that specific place in the review.

Rationale for the topic

Sleep is essential for normal physiological functionality. The panel of National Sleep Foundation suggests sleep durations for various age groups and agrees that the appropriate sleep duration for young adults and adults would be 7–9 hours, and for older adults would be 7–8 hours (Hirshkowitz et al., 2015 ). Today, people sleep for 1–2 hours less than that around 50–100 years ago (Roenneberg, 2013 ). Millions of adults frequently get insufficient sleep (Vecsey et al., 2009 ), including college and university students who often report poor and/or insufficient sleep (Bahammam et al., 2012 ; Curcio et al., 2006 ; Hershner and Chervin, 2014 ). During the COVID-19 pandemic, sleep problems have been highly prevalent in the general population (Gualano et al., 2020 ; Jahrami et al., 2021 ; Janati Idrissi et al., 2020 ) and the student community (Marelli et al., 2020 ). Poor and insufficient sleep is a public health issue because it increases the risk of developing chronic pathologies, and imparts negative social and economic outcomes (Hafner et al., 2017 ).

Like sleep, mood and emotions determine our physical and mental health. Depressive disorders have prevailed as one of the leading causes of health loss for nearly 30 years (James et al., 2018 ). Increased incidence of mood disorders amongst the general population has been observed (Walker et al., 2020 ), and there is an increase in such disorders amongst students (Auerbach et al., 2018 ). These have further risen during the COVID-19 pandemic (Son et al., 2020 ; Wang et al., 2020 ).

The relationship between sleep, mood and cognition/learning is far more complex than perceived. Therefore, this review aims to recognise the interrelationships between the aforementioned trio. It critically examines the effects of sleep and mood on cognition, learning and academic performance (Fig. 1 ). Furthermore, it discusses how various regulatory factors can directly or indirectly influence cognition and learning. Factors discussed here are age, gender, diet, hydration level, obesity, sex hormones, daytime nap, circadian rhythm, and genetics (Fig. 1 ). The effect of sleep and mood on each other is also addressed. Pictorial models that hypothesise learning on an emotion scale and vice-versa have been proposed.

figure 1

Sleep and mood/emotion affect cognition and academic achievement. Their effects can be additionally influenced by other factors like diet, metabolic disorders (e.g., obesity), circadian rhythm, daytime nap, hydration level, age, gender, and genetics. The figure presents the interrelationships and highlights the complexity emerging from the interdependence between factors, action of multiple factors on a single factor or vice-versa and the bidirectional nature of some associations. These associations collectively determine learning and thereby, academic achievement. Direction of the arrow represents effect of a factor on another.

Effect of sleep on cognition and academic performance

Adequate sleep positively affects memory, learning, acquisition of skills and knowledge extraction (Fenn et al., 2003 ; Friedrich et al., 2020 ; Huber et al., 2004 ; Schönauer et al., 2017 ; Wagner et al., 2004 ). It allows the recall of previously gained knowledge despite the acquisition of new information and memories (Norman, 2006 ). Sleeping after learning acquisition regardless of the time of the day is thought to be beneficial for memory consolidation and performance (Hagewoud et al., 2010 ). Therefore, unperturbed sleep is essential for maintaining learning efficiency (Fattinger et al., 2017 ).

Sleep quality and quantity are strongly associated with academic achievement in college students (Curcio et al., 2006 ; Okano et al., 2019 ). Sufficient sleep positively affects grade point average, which is an indicator of academic performance (Abdulghani et al., 2012 ; Hershner and Chervin, 2014 ) and supports cognitive functionality in school-aged children (Gruber et al., 2010 ). As expected, insufficient sleep is associated with poor performance in school, college and university students (Bahammam et al., 2012 ; Hayley et al., 2017 ; Hedin et al., 2020 ; Kayaba et al., 2020 ; Perez-Chada et al., 2007 ; Shochat et al., 2014 ; Suardiaz-Muro et al., 2020 ; Taras and Potts-Datema, 2005 ). In adolescents aged 14–18 years, not only did sleep quality affect academic performance (Adelantado-Renau, Jiménez-Pavón, et al., 2019 ) but one night of total sleep deprivation negatively affected neurobehavioral performance-attention, reaction time and speed of cognitive processing, thereby putting them at risk of poor academic performance (Louca and Short, 2014 ). In university students aged 18–25 years, poor sleep quality has been strongly associated with daytime dysfunctionality (Assaad et al., 2014 ). Medical students tend to show poor sleep quality and quantity. In these students, not sleep duration but sleep quality has been shown to correlate with academic scores (Seoane et al., 2020 ; Toscano-Hermoso et al., 2020 ). Students may go through repeated cycles wherein the poor quality of sleep could lead to poor performance, which in turn may again lead to poor quality of sleep (Ahrberg et al., 2012 ). Sleep deprivation in surgical residents tends to decrease procedural skills, while in non-surgical residents it diminishes interpretational ability and performance (Veasey et al., 2002 ).

Such effects of sleep deprivation are obvious because it can impair procedural and declarative learning (Curcio et al., 2006 ; Kurniawan et al., 2016 ), decrease alertness (Alexandre et al., 2017 ), and impair memory consolidation (Hagewoud et al., 2010 ), attention and decision making (Alhola and Polo-Kantola, 2007 ). It can increase low-grade systemic inflammation and hinder cognitive functionality (Choshen-Hillel et al., 2020 ). Hippocampus is the region in the brain that plays the main role in learning, memory, social cognition, and emotion regulation (Y. Zhu et al., 2019 ). cAMP signalling plays an important role in several neural processes such as learning and memory, cellular excitability, motor function and pain (Lee, 2015 ). A brief 5-hour period of sleep deprivation interferes with cAMP signalling in the hippocampus and impairs its function (Vecsey et al., 2009 ). Thus, optimal academic performance is hindered, if there is a sleep disorder (Hershner and Chervin, 2014 ).

Caveats to affirming the impact of sleep on cognition and academic performance

Despite the clear significance of appropriate sleep quality and quantity in cognitive processes, there are some caveats to drawing definitive conclusions in certain areas. First, there are uncertainties around how much sleep is optimal and how to measure sleep quality. This is further confounded by the dependence of sleep quality and quantity on various genetic and environmental factors (Roenneberg, 2013 ). Moreover, although sleep enhances emotional memory, during laboratory investigations, this effect has been observed only under specific experimental conditions. Also, the experiments conducted have differed in the methods used and in considering parameters like timing and duration of sleep, age, gender and outcome measure (Lipinska et al., 2019 ). This orientates conclusions to be specific to those experimental conditions and prevents the formation of generic opinions that would be applicable to all circumstances.

Furthermore, some studies on the effects of sleep on learning and cognitive functions have shown either inconclusive or apparently unexpected results. For example, in a study, although college students at risk for sleeping disorders were thought to be at risk for academic failure, this association remained unclear (Gaultney, 2010 ). Other studies showed that the effect of sleep quality and duration on academic performance was trivial (Dewald et al., 2010 ) and did not significantly correlate with academic performance (Johnston et al., 2010 ; Sweileh et al., 2011 ). In yet another example, despite the reduction in sleep hours during stressful periods, pharmacy students did not show adversely affected academic performance (Mnatzaganian et al., 2020 ). Also, the premise underlining the significance of sleep hours in enhancing the performance of clinical duties was challenged when the average daily sleep did not affect burnout in clinical residents, where the optimal sleep hours that would maximise learning and improve performance remained unknown (Mendelsohn et al., 2019 ). In some other examples, poor sleep quality was associated with stress but not with academic performance that was measured as grade point average (Alotaibi et al., 2020 ), showed no significant impact on academic scores (Javaid et al., 2020 ) and there was no significant difference between high-grade and low-grade achievers based on sleep quality (Jalali et al., 2020 ). Insomnia reflects regularly experienced sleeping problems. Strangely, in adults aged 40–69 years, those with frequent insomnia showed slightly better cognitive performance than others (Kyle et al., 2017 ).

The reason for such inconclusive and unanticipated results could be that sleep is not the sole determinant of learning. Learning is affected by various other factors that may alter, exacerbate, or surpass the influence of sleep on learning (Fig. 1 ). These factors have been discussed in the subsequent sections.

Effect of mood/emotion on cognition and learning

Emotions reflect a certain level of pleasure or displeasure (X. Liu et al., 2018 ). Panksepp described seven basic types of emotions, whereby lust, seeking, play and care are positive emotions whereas anger, fear and sadness are negative emotions (Davis and Montag, 2019 ). Emotions influence all cognitive functions including memory, focus, problem-solving and reasoning (Tyng et al., 2017 ). Positive emotions such as hope, joy and pride positively correlate with students’ academic interest, effort and achievement (Valiente et al., 2012 ) and portend a flexible brain network that facilitates cognitive flexibility and learning (Betzel et al., 2017 ).

Mood deficit often precedes learning impairment (LeGates et al., 2012 ). In a study by Miller et al. ( 2018 ), the negative mood is referred to as negative emotional induction, as was achieved by watching six horror films by the subjects in that study. Other examples of negative emotions given by the authors were anxiety and shame. Negative mood can unfavourably affect the learning of an unfamiliar language by suppressing the processing of native language that would otherwise help make connections, thereby reiterating the link between emotions and cognitive processing (Miller et al., 2018 ). Likewise, worry and anxiety affect decision-making. High level of worry is associated with poor task performance and decreased foresight during decision-making (Worthy et al., 2014 ). State anxiety reflects a current mood state and trait anxiety reflects a stable personality trait. Both are associated with an increased tendency of “more negative or more threatening interpretation of ambiguous information”, as can be the case in clinically depressed individuals (Bisson and Sears, 2007 ). This could explain why some people who show the symptoms of depression and anxiety may complain of confusion and show an inability to focus and use cognition skills to appraise contextual clues. Patients with major depressive disorder have scored lower on working and verbal memory, motor speed and attention than healthy participants (Hidese et al., 2018 ). Similarly, apathy, anxiety, depression, and mood disorders in stroke patients can adversely affect the functional recovery of patients’ cognitive functions (Hama et al., 2020 ). These examples collectively present a positive correlation between good mood and cognitive processes.

Caveats to affirming the impact of mood/emotion on cognition and academic performance

Based on the examples and discussion so far, a direct relationship between emotions and learning could be hypothesised, whereby positive emotions would promote creative learning strategies and academic success, whereas negative emotions would lead to cognitive impairment (Fig. 2a ). However, this relationship is far more complex and different than perceived.

figure 2

Emotions have been shown on a hypothetical learning scale. a Usually, positive and negative emotions are perceived to match with optimal and poor learning, respectively. b Emotions that lead to sub-optimal/poor and optimal/better learning have been shown on the hypothetical learning scale. Here, distinct from ( a ), both negative emotions and high arousal positive emotions have been implicated in poorer learning compared with low-intensity positive emotion like pleasantness; the latter is believed to lead to optimal learning. The question mark reflects that some negative emotions like shame might stimulate learning, but the exact intensity of such emotions and whether these would facilitate better or worse learning than high arousal positive emotions or pleasantness need to be investigated.

Although positive mood favours the recall of learnt words, it correlates with increased distraction and poor planning (Martin and Kerns, 2011 ). High levels of positive emotions like excitedness and elatedness may decrease achievement (Fig. 2b ) (Valiente et al., 2012 ). It may be surprising to know that negative emotions such as shame and anxiety can arouse cognitive activity (Miller et al., 2018 ). Along similar lines, it has been observed that participants exposed to sad and neutral moods performed similarly in visual statistical (learning) tasks but those who experienced sad stimuli showed high conscious access to the acquired statistical knowledge (Bertels et al., 2013 ). Dysphoria is a state of dissatisfaction that may be accompanied by anxiety and depression. Participants with dysphoria have shown more sensitivity to temporal shifts in outcome contingencies than those without dysphoria (Msetfi et al., 2012 ), and these participants reiterated the depressive realism effect and were quicker in endorsing the connection between negative words and ambiguous statements, demonstrating a negative bias (Hindash and Amir, 2012 ). Likewise, not the positive emotion but negative emotion has been shown to influence the learning outcomes, and it increased the efficiency and precision of learning morphosyntactic instructions involving morphology and syntax of a foreign language (X. Liu et al., 2018 ). Thus, negative emotions can allow, and at times, stimulate or facilitate learning (Figs. 2 and 3 ). Further investigation is needed on the intensity of these emotions, whether these would facilitate better or worse learning than high-intensity positive emotions and whether the results would be task specific.

figure 3

The figure depicts that low-to-medium intensity positive emotion like pleasantness leads to optimal learning, whereas high-intensity emotions, either positive or negative, may lead to suboptimal or comparatively poorer learning. The model considers the apparently unexpected data that negative emotions may stimulate learning. However, which negative emotions these would be, their intensities and their corresponding level of learning are not known, and so these are not shown in the figure. Also, the figure shows bias towards positive emotions in mediating optimal learning. This information is based on the literature so far. Note that the figure represents concepts only and is not prescriptive. It shows inequality and differences between the impacts of high arousal positive and high arousal negative emotions. This concept needs to be investigated. Therefore, the figure may/may not be an accurate mathematical representation of learning with regards to the intensities of positive and negative emotions. In actuality, the scaling and intensities of emotions on the negative and positive sides of the scale may not be equal, particularly in reference to the position of optimal learning on the scale. Furthermore, upon plotting the 3rd dimension, which could be one or more of the regulatory factors discussed here might alter the position and shape of the optimal learning peak.

Moreover, the intensity of positive emotions does not show direct mathematical proportionality to learning/achievement. In other words, the concept of ‘higher the intensity of positive emotions, higher the achievement’ is not applicable. Low-intensity positive emotions such as satisfaction and relaxedness may be potentially dysregulating and high-intensity positive emotions may hamper achievement (Figs. 2b and 3 ). Optimal achievement is likely to be associated with low to medium level intensity of positive emotions like pleasantness (Valiente et al., 2012 ) (Fig. 3 ). Therefore, it has been proposed that both positive and negative high arousal emotions impair cognitive ability (Figs. 2b and 3 ) whereas low-arousal emotions could enhance behavioural performance (Miller et al., 2018 ).

Interestingly, some studies have indicated that emotions do not play a significant role in context. For example, a study showed that there was no evidence that negative emotions in depressed participants showed negative interpretations of ambiguous information (Bisson and Sears, 2007 ). In another study, improvements in visuomotor skills happened regardless of perturbation or mood states (Kaida et al., 2017 ). Thus, mood can either impair, enhance or have no effect on cognition. The effect of mood on cognition and learning can be variable and depend on the complexity of the task (Martin and Kerns, 2011 ) and/or other factors. Some of these factors have been discussed in the following section. The discrepancies in the data on the effects of mood on cognition and learning may be partly attributed to the influence of these factors on cognitive functions.

Factors affecting cognition and its relationships with sleep and mood/emotion

The relationship of cognition with sleep and mood is confounded by the influence of various factors (Tyng et al., 2017 ) such as diet, hydration level, metabolic disorders (e.g., obesity), sex hormones and gender, sleep, circadian rhythm, age and genetics (Fig. 1 ). These factors and their relationships with learning are discussed in this section.

A healthy diet is defined as eating many servings per day of fruits and vegetables, while maintaining a critical view of the consumption of saturated fat, sugar and salt (Healthy Diet—an Overview|ScienceDirect Topics, n.d.). It is also about adhering to two or more of the three healthy attributes with regards to food intake, namely, sufficiently low meat, high fish and high fruits and vegetables (Sarris et al., 2020 ). Another definition of a healthy diet is the total score of the healthy eating index >51 (Zhao et al., 2021 ).

The association between an unhealthy diet and the development of metabolic disorders has been long established. In addition, food affects both cognition and emotion (Fig. 1 ) (Spencer et al., 2017 ). Food and mood show a bidirectional relation whereby food affects mood and mood affects the choice of food made by the individual. Alongside, poor diet can lead to depression while a healthy diet reduces the risk of depression (Francis et al., 2019 ). A high-fat diet stimulates the hippocampus to initiate neuroinflammatory responses to minor immune challenges and this causes memory loss. Likewise, low intake of omega-3 polyunsaturated fatty acids can affect endocannabinoid and inflammatory pathways in the brain causing microglial phagocytosis, i.e., engulfment of synapses by the brain microglia in the hippocampus, eventually leading to memory deficits and depression. On the other hand, vegetables and fruits rich in polyphenolics can lower oxidative stress and inflammation, and thereby avert and/or reverse age-related cognitive dysfunctionality (Spencer et al., 2017 ). Fruits and vegetables, fish, eggs, nuts, and dairy products found in the Mediterranean diet can reduce the risk of developing depression and promote better mental health than sugar-sweetened beverages and high-fat food found in Western diets. Consumption of dietary antioxidants such as the polyphenols in green tea has shown a negative correlation with depression-like symptoms (Firth et al., 2020 ; Huang et al., 2019 ; Knüppel et al., 2017 ). Likewise, chocolate or its components have been found to reduce negative mood or enhance mood, and also enhance or alter cognitive functions temporarily (Scholey and Owen, 2013 ). Alcohol consumption is prevalent amongst university students including those who report feelings of sadness and hopelessness (Htet et al., 2020 ). It can lead to poor academic performance, hamper tasks that require a high degree of cognitive control, dampen emotional responsiveness, impair emotional processing, and generally cause emotional dysregulation (Euser and Franken, 2012 ). Further details on the effects of diet on mood have been discussed elsewhere (Singh, 2014 ). Diet also affects sleep (Binks et al., 2020 ), which in turn affects learning and academic performance. Thus, diet is linked with sleep, mood, and brain functionality (Fig. 1 ).

Water is a critical nutrient accounting for about 3/4th of the brain mass (N. Zhang et al., 2019 ). Unlike the previously thought deficit of 2% or more in body water levels, loss of about 1–2% can be detrimental and hinder normal cognitive functionality (Riebl and Davy, 2013 ). Thus, mild dehydration can disrupt cognitive functions and mood; particularly applicable to the very old, the very young and those living in hot climatic conditions or those exercising rigorously. Dehydration diminishes alertness, concentration, short-term memory, arithmetic ability, psychomotor skills and visuomotor tracking. This is possibly due to the dehydration-induced physiological stress which competes with cognitive processes. In children, voluntary water intake has been shown to improve visual attention, enhance memory performance (Popkin et al., 2010 ) and generally improve memory and attention (Benton, 2011 ). In adults, dehydration can elevate anger, fatigue and depression and impair short-term memory and attention, while rehydration can alleviate or significantly improve these parameters (Popkin et al., 2010 ; N. Zhang et al., 2019 ). Thus, dehydration causes alterations in cognition and emotions, thereby showcasing the impact of hydration levels on both learning and emotional status (Fig. 1 ).

Interestingly, when older persons are deprived of water, they are less thirsty and less likely to drink water than water-deprived younger persons. This can be due to the defective functionality of baroreceptors, osmoreceptors and opioid receptors that alter thirst regulation with aging (Popkin et al., 2010 ). Since water is essential for the maintenance of memory and cognitive performance, the decline of cognitive functionality in the elderly could be partly attributed to their lack of sufficient fluid/water intake when dehydrated.

Obesity and underweightness

Normal weight is defined as a body mass index between 18.5 and 25 kg/m 2 (McGee and Diverse Populations Collaboration, 2005 ) or between 22 and 26.99 kg/m 2 (Nösslinger et al., 2021 ). Being underweight reflects rapid weight loss or an inability to increase body mass and is defined through grades (1–3) of thinness. In children, these are associated with poor academic performance in reading and writing skills, and mathematics (Haywood and Pienaar, 2021 ). Basically, underweight children may have health issues and this could affect their academic abilities (Zavodny, 2013 ). Also, malnourished children tend to show low school attendance and may show poor concentration and impaired motor functioning and problem-solving skills that could collectively lead to poor academic performance at school (Haywood and Pienaar, 2021 ). Malnourished children can show poor performance on cognitive tasks that require executive function. Executive functions could be impaired in overweight children too and this may lead to poor academic performance (Ishihara et al., 2020 ). The negative relation between overweightness and academic performance also implies that the reverse may be true. Poor academic outcome may cause children to overeat and reduce exercise or play and this could lead to them being overweight (Zavodny, 2013 ).

The influence of weight on academic performance is reiterated in observations that in children independent of socioeconomic and other factors, weight loss in overweight/obese children and weight gain in underweight children positively influenced their academic performance (Ishihara et al., 2020 ). Interestingly, independent of the BMI classification, perceptions of underweight and overweight can predict poorer academic performance. In youth, not only larger body sizes but perceptions about deviating from the “correct weight” can impede academic success. This clearly indicates an impact of overweight and underweight perceptions on the emotional and physical health of adolescents (Fig. 1 ) (Livermore et al., 2020 ).

Cognitive and mood disorders are common co-morbidities associated with obesity. Compared to people with normal weight, obese individuals frequently show some dysfunction in learning, memory, and other executive functions. This has been partly attributed to an unhealthy diet, which causes a drift in the gut microbiota. In turn, the obesity-associated microbiota contributes to obesity-related complications including neurochemical, endocrine and inflammatory changes underlying obesity and its comorbidities (Agustí et al., 2018 ). The exacerbated inflammation in obesity may impair the functionality of the region in the brain that is associated with learning, memory, and mood regulation (Castanon et al., 2015 ).

Obesity and mood appear to have a reciprocal relationship whereby obesity is highly prevalent amongst individuals with major depressive disorder and obese individuals are at a high risk of developing anxiety, depression and cognitive malfunction (Restivo et al., 2017 ). In patients with major depressive disorder, obesity has been associated with reduced cognitive functions, likely due to the reduction in grey matter and impaired integrity of white matter in the brain, particularly in areas related to cognition (Hidese et al., 2018 ). Obesity has been shown to be a predictor of depression and the two are linked via psychobiological mechanisms (LaGrotte et al., 2016 ). Notably, sleep deprivation increases the risk of obesity (Beccuti and Pannain, 2011 ) and sleep helps evade obesity (Pearson, 2006 ). Collectively, this links cognition and academic achievement with sleep, obesity, and mood.

Sex hormones and gender

According to the Office of National Statistics, the UK government defines sex as that assigned at birth and which is generally male or female, whereas gender is where an individual may see themselves as having no gender or non-binary gender or on a spectrum between man and woman. The following section discusses both sex and gender in context, as addressed within the cited studies.

Studies show that females outperform males in most academic subjects (Okano et al., 2019 ) and show more sustained performance in tests than male peers (Balart and Oosterveen, 2019 ). This indicates that biological sex may play a role in academic performance. The hormone oestrogen helps develop and maintain female characteristics and the reproductive system. Oestrogen also affects hippocampal neurogenesis, which involves neural stem cells proliferation and survival, and this contributes to memory retention and cognitive processing. Generally, on average, females show higher levels of oestrogen than males. This may partly explain the observed sex-based differences in academic achievement. Administration of oestrogen in females has been proposed to positively affect cognitive behaviour as well as depressive-like and anxiety-like behaviours (Hiroi et al., 2016 ). Clinical trials can establish whether there are any sex-based differences in cognition following oestrogen administration in males and females.

Progesterone, the hormone released by ovaries in females is also produced by males to synthesise testosterone. It affects some non-reproduction functions in the central nervous system in both males and females such as neural circuits formation, and regulates memory, learning and mood (González-Orozco and Camacho-Arroyo, 2019 ). The menstrual cycle in females shows alterations in oestrogen and progesterone levels and is broadly divided into early follicular, mid ovulation and late luteal phase. It is believed that the low-oestrogen-low-progesterone early follicular phase relates to better spatial abilities and “male favouring” cognitive abilities, whereas the high-oestrogen-high-progesterone late follicular or mid-luteal phases relate to verbal fluency, memory and other “female favouring” cognitive abilities (Sundström Poromaa and Gingnell, 2014 ). Thus, sex-hormone derivatives (salivary oestrogen and salivary progesterone) can be used as predictors of cognitive behaviour (McNamara et al., 2014 ). These ovarian hormones decline with menopause, which may affect cognitive and somatosensory functions. However, ovariectomy of rats, which depleted ovarian hormones, caused depression-like behaviour in rats but did not affect spatial performance (Li et al., 2014 ). While this suggests a positive effect of these hormones on mood, it questions their function in cognition and proposes activity-specific functions, which need to be investigated.

Serotonin is a neurotransmitter. Reduced serotonin is correlated with cognitive dysfunctions. Tryptophan hydroxylase-2 is the rate-limiting enzyme in serotonin synthesis. Polymorphisms of this enzyme have been implicated in cognitive disorders. Women have a lower rate of serotonin synthesis and are more susceptible to such dysfunctions than men (Hiroi et al., 2016 ; Nishizawa et al., 1997 ), implying a greater impact of serotonin reduction on cognitive functions in women than in men. Central serotonin also helps to maintain the feeling of happiness and wellbeing, regulates behaviour, and suppresses appetite, thereby modulating nutrient intake. Additionally, it has the ability to promote the wake state and inhibit rapid eye movement sleep (Arnaldi et al., 2015 ; Yabut et al., 2019 ). Thus, any sex-based differences in serotonin levels may affect cognitive functions directly or indirectly via the aforementioned parameters.

Interestingly, data on the relationship between sex and sleep have been ambiguous. While in one study, female students at a university showed less sleep difficulties than male peers (Assaad et al., 2014 ), other studies showed that female students were at a higher risk of presenting sleep disorders related to nightmares (Toscano-Hermoso et al., 2020 ) and insomnia was significantly associated with the risk of poor academic performance only in females (Marta et al., 2020 ). Collectively, sex and gender may influence learning directly, or indirectly by affecting sleep and mood; the other two factors that affect cognitive functions (Fig. 1 ).

Circadian rhythm

Circadian rhythm is a biological phenomenon that lasts for ~24 hours and regulates various physiological processes in the body including the sleep–wake cycles. Circadian rhythm is linked with memory formation, learning (Gerstner and Yin, 2010 ), light, mood and brain circuits (Bedrosian and Nelson, 2017 ). We use light to distinguish between day and night. Interestingly, light stimulates the expression of microRNA-132, which is the sole known microRNA involved in photic regulation of circadian clock in mammals (Teodori and Albertini, 2019 ). The photosensitive retinal ganglions that express melanopsin in eyes not only orchestrate the circadian rhythm with the external light-dark cycle but also influence the impact of light on mood, learning and overall health (Patterson et al., 2020 ). For example, we frequently experience depression-like feelings during the dark winter months and pleasantness during bright summer months. This can be attributed to the circadian regulation of neural systems such as the limbic system, hypothalamic–pituitary–adrenal axis, and monoamine neurotransmitters. Mistimed light in the night disturbs our biological judgement leading to a negative impact on health and mood. Thus, increased incidence of mood disorders correlates with disruption of the circadian rhythm (Walker et al., 2020 ). Interestingly, a study involving university students showed the significance of short-wavelength light, specifically, blue-enriched LED light in reducing melatonin levels [best circadian marker rhythm (Arendt, 2019 )], and improved the perception of mood and alertness (Choi et al., 2019 ). While these examples depict the effect of circadian rhythm on mood, the reverse is also true. Individuals who demonstrate depression show altered circadian rhythm and disturbances in sleep (Fig. 1 ) (Germain and Kupfer, 2008 ). Also, since circadian rhythm regulates physiological and metabolic processes, disruption in circadian rhythm can cause metabolic dysfunctions like diabetes and obesity (Shimizu et al., 2016 ), eventually affecting cognition and learning (Fig. 1 ).

Delayed circadian preference including a tendency to sleep later in the night is common amongst young adults and university students (Hershner and Chervin, 2014 ). This delayed sleep phase disorder, often seen in adolescents, negatively impacts academic achievement and is frequently accompanied by depression (Bartlett et al., 2013 ; Sivertsen et al., 2015 ). Alongside, there is a positive correlation between sleep regularity and academic grades, implying that irregularity in sleep–wake cycles is associated with poor academic performance, delayed circadian rhythm and sleep and wake timings (Phillips et al., 2017 ). Even weekday-to-weekend discrepancy in sleeping patterns has been associated with impaired academic performance in adolescents (Sun et al., 2019 ). Further connection between sleep pattern, circadian rhythm, alertness, and the mood was observed in adolescents aged 13–18 where evening chronotypes showed poor sleep quality and low alertness. In turn, sleep quality was associated with poor outcomes including low daytime alertness and depressed mood. Evening chronotypes and those with poor sleep quality were more likely to report poor academic performance via association with depression. Strangely, sleep duration did not directly affect their functionality (Short et al., 2013 ). Contrastingly, in adults aged 40–69 years, the evening and morning chronotypes were associated with superior and poor cognitive performance, respectively, relative to intermediate chronotype (Kyle et al., 2017 ). In addition to this age-specific effect, the effect of chronotype can be subject-specific. For example, in subjects involving fluid cognition for example science, there was a significant correlation between grades and chronotype, implying that late chronotypes would be disadvantaged in exams of scientific subjects if examined early in the day. This was distinct from humanistic/linguistic subjects in which no correlation with chronotype was observed (Zerbini et al., 2017 ). These observations question the “one size fits all” approach of assessment strategies.

Daytime nap

The benefits of daytime napping in healthy adults have been discussed in detail elsewhere (Milner and Cote, 2009 ). In children, daytime nap facilitates generalisation of word meanings (Horváth et al., 2016 ) and explicit memory consolidation but not implicit perceptual learning (Giganti et al., 2014 ). A 90-min nap increases hippocampal activation, restores its function and improves declarative memory encoding (Ong et al., 2020 ). Generally, daytime napping has been found to be beneficial for memory, alertness, and abstraction of general concepts, i.e. creating relational memory networks (Lau et al., 2011 ). Delayed nap following a learning activity helps in the retention of declarative memory (Alger et al., 2010 ) and exercising before the daytime nap is thought to benefit memory more than napping or exercising alone (Mograss et al., 2020 ). Also, napping for 0.1–1 hour has been associated with a reduced prevalence of overweightness (Chen et al., 2019 ).

Contrastingly, in some studies, napping has been found to impart no substantial benefits to cognition. For example, despite the daytime nap of 1 hour, procedural performance remained impaired after total deprivation of night sleep (Kurniawan et al., 2016 ), indicating that daytime nap may not always be reparative. In other studies, 4 weeks of 90-minute nap intervention (napping or restriction) did not alter behavioural performance or brain activity during sleep in healthy adults aged 18–35 (McDevitt et al., 2018 ) and enhancements in visuomotor skills occurred regardless of daytime nap (Kaida et al., 2017 ). Age is a factor in relishing the benefits of napping. A 90-min nap can benefit episodic memory retention in young adults but these benefits decrease with age (Scullin et al., 2017 ) and may be harmful in the older population, particularly in those getting more than 9 hours of sleep (Mantua and Spencer, 2017 ; Mehra and Patel, 2012 ).

Napping can increase the risk for depression (Foley et al., 2007 ) and show a positive association with depression, i.e., napping is associated with greater likelihood of depression (Y. Liu et al., 2018 ). Cardiovascular diseases, cirrhosis and kidney disease have been linked with both daytime napping and depression (Abdel-Kader et al., 2009 ; Hare et al., 2014 ; Ko et al., 2013 ). While a previous study indicated that the time of nap, morning or afternoon, made no difference to its effect on mood (Gillin et al., 1989 ), a subsequent study suggested that the timing of nap influenced relapses into depression. Specifically, in depressed individuals, morning naps caused a higher propensity of relapse into depression than afternoon naps, thereby proposing the involvement of circadian rhythm in this process. Apart from depression, studies have struggled to identify the direct effect of nap on mood (Gillin et al., 1989 ; Wiegand et al., 1993 ). As daytime napping has been associated with poor sleep quality (Alotaibi et al., 2020 ), it may lead to irregular sleep–wake patterns and thereby alter circadian rhythm (Phillips et al., 2017 ). Also, nap duration was found to be important. In patients with affirmed depression, shorter naps were found to be more detrimental than longer naps (Wiegand et al., 1993 ), whereas, in the elderly, more and longer naps were associated with increased risk of mortality amongst the cognitively impaired individuals (Hays et al., 1996 ). Thus, daytime napping can affect cognitive processes directly or indirectly via its association with circadian rhythm, metabolic dysfunctions, mood, or sleep (Fig. 1 ).

Aging is associated with decreased neurogenesis and structural changes in the hippocampus amongst other neurophysiological effects. This in turn is associated with age-related mood and memory impairments (Kodali et al., 2015 ). Study on the effect of age on mood and emotion regulation in adults aged 20–70 years showed that older participants had a higher tendency to use cognitive reappraisal while reducing negative mood and enhancing positive mood. Interestingly, while women did not show correlations between age and reappraisal, men showed an increment in cognitive reappraisal with age. This indicates gender-based differences in the effect of aging on emotion regulation (Masumoto et al., 2016 ). The influence of age on sleep is well known. Older people that have sleep patterns like the young demonstrate stronger cognitive functions and lesser health issues than those whose sleep patterns match their age (Djonlagic et al., 2021 ). Collectively, this interlinks age, cognition, mood, and sleep.

Apparently, there is a genetic influence on learning and emotions. Approximately 148 independent genetic loci have been identified that influence and support the notion of heritability of general cognitive functions (Davies et al., 2018 ). This indicates the role of genetics in cognition (Fig. 1 ). The α-7 nicotinic acetylcholine receptor (encoded by the gene CHRNA7 ) is expressed in the central and peripheral nervous systems and other peripheral tissues. It has been implicated in various behavioural and psychiatric disorders (Yin et al., 2017 ) and recognised as an important receptor of the cholinergic anti-inflammatory pathway that exhibits a neuroprotective role. Its activation has been shown to improve learning, working memory and cognition (Ren et al., 2017 ). However, there have been some contrasting results related to this receptor. While its deletion has been linked with cognitive impairments, aggressive behaviours, decreased attention span and epilepsy, Chrna7 deficient mice have shown normal learning and memory, and the gene was not deemed essential for the control of emotions and behaviour in mice. Thus, the role of α-7 nicotinic acetylcholine receptor in maintaining mood and cognitive functions, although indicative, is yet to be fully deciphered in humans (Yin et al., 2017 ). Similarly, the gene Slitrk6 , which plays a role in the development of neural circuits in the inner ear may also play a role in some cognitive functions, but it does not appear to play a clear role in mood or memory (Matsumoto et al., 2011 ). Notably, inborn errors of metabolism, i.e., rare inherited disorders may show psychiatric manifestations even in the absence of obvious neurological symptoms. These manifestations could involve impairments in cognitive functions, and/or in the regulation of learning, mood and behaviour (Bonnot et al., 2015 ).

Other factors and associations

Indeed, optimal learning is additionally influenced by factors beyond those discussed here. These factors could be adequate meal frequency, physical activity and low screen time (Adelantado-Renau, Jiménez-Pavón, et al., 2019 ; Burns et al., 2018 ). In adolescents, the time of internet usage was identified as a factor that mediated the association between sleep quality (but not duration) and academic performance (Adelantado-Renau, Diez-Fernandez, et al., 2019 ; Evers et al., 2020 ). Self-perception is another determinant of performance. The American Psychological Association defines self-perception as “person’s view of his or herself or of any of the mental or physical attributes that constitute the self. Such a view may involve genuine self-knowledge or varying degrees of distortion”. Compared to other residents, surgery residents indicated the less perceived impact of sleep-loss on their performance (Woodrow et al., 2008 ). This may be related to specific work culture or profession where there is the reluctance of acceptance of natural human limitations posed by sleep deprivation. Whether there is real resistance to sleep deprivation amongst such professional groups or a misconception requires investigation. Exercise affects both sleep and mood; the latter probably affects in a sex-dependent manner. Thus, moderate exercise has been proposed as a therapy for treating mood disorders (Lalanza et al., 2015 ).

Sleep and mood: a bidirectional but unequal relationship

While the cause of the relationship between sleep and mood is not fully understood, adequate quality and quantity of sleep has shown physiological benefits and may enhance mood (Scully, 2013 ). Sleep encourages insightful behaviour (Wagner et al., 2004 ) and regulates mood (Vandekerckhove and Wang, 2017 ). Sleeping and dreaming activate emotional and reward systems that help process information, and consolidate memory “with high emotional or motivational value”. Inevitably, sleep disturbances can dysregulate these motivational and emotional processes and cause predisposition to mood disorders (Perogamvros et al., 2013 ). Sleep loss can reinforce negative emotions, reduce positive emotions, and increase the risk for psychiatric disorders. In children and adolescents, it can increase anger, depression, confusion and aggression (Vandekerckhove and Wang, 2017 ). Thus, sleep disorder has been associated with depression, where the former can predict the latter (LaGrotte et al., 2016 ). Sleep deprivation and daytime sleepiness amongst adolescents and college students cause mood deficits, negatively affect their mood and learning, and lead to poor academic performance (Hershner and Chervin, 2014 ; Short and Louca, 2015 ). Thus, disrupted sleep acts as a diagnostic factor for mood disorders, including post-traumatic stress disorder, major depression and anxiety (Walker et al., 2020 ).

In turn, mood affects sleep quality. Emotional events and stress during the daytime can affect sleep physiology. Negative states such as sadness, loneliness, and grief are related to sleep impairments, whereas positive states like love can be associated with lessened sleep duration but better sleep quality; the latter needs further evidence. Although dysregulation of emotion relates to poor sleep quality (Vandekerckhove and Wang, 2017 ), the effect of mood on sleep can be modulated by our approach of coping with our emotions (Vandekerckhove and Wang, 2017 ). Therefore, this effect is significantly smaller than the reverse (Triantafillou et al., 2019 ).

Summary and future direction

Sleep and mood influence cognitive functions and thereby affect academic performance. In turn, these are influenced by a network of regulatory factors that directly or indirectly affect learning. The compilation of observations clearly demonstrates the complexity and multifactorial dependence of academic achievement on students’ lifestyle and physiology, as discussed in the form of effectors like age, gender, diet, hydration level, obesity, sex hormones, circadian rhythm, and genetics (Fig. 1 ).

The emerged picture brings forth two points. First, it partly explains the ambiguous and conflicting data on the effects of sleep and mood on academic performance. Second, these revelations collectively question the ‘one-size fits all’ approach in implementing education strategies. It urges to explore formulating bespoke group-specific or subject-specific strategies to optimise teaching–learning approaches. Knowledge of these factors and their associations with each other can aid in forming these groups and improving educational strategies to better support students. However, it is essential to retain parity in education, and this would be the biggest challenge while formulating bespoke approaches.

In the context of sleep, studies could be conducted that first establish standardised means of measuring sleep quality and then measure sleep quality and quantity simultaneously in individuals of different ages groups, sex, and professions. This could then be related to their performance in their respective fields/professions; academic or otherwise. Such studies will help to better understand these interrelationships and address some discrepancies in the data.

Limitations

One limitation of this review is that it addresses only academic performance. Performance should be viewed broadly and be inclusive of all types, for example, athletic performance, dance performance or performance at work on a desk job that may include creative work or financial/mathematical calculations. It would be interesting to investigate the effect of alterations in sleep and mood on various types of performances and those results will be able to provide us with a much broader picture than the one depicted here. Notably, while learning can be assessed, it is difficult to quantify emotions (Ayaz‐Alkaya, 2018 ; Nieh et al., 2013 ). As such, it is believed that qualitative research is a better approach for studying emotional responses than quantitative research (Ayaz‐Alkaya, 2018 ).

Another point of limitation is related to the proposed models in Figs. 2 and 3 . These show hypothetical mathematical scales of learning and emotion where emotions are placed on a scale of learning, and learning is placed on the scale of emotions, respectively. While these models certainly help to better visualise and understand the interrelationships, these scales show only 2-dimensions. There could be a 3rd dimension, and this could be either one of the factors or a combination of the several factors discussed here (and beyond) that determine the effect of mood/emotion on learning/cognition. Additionally, the depicted scales and their interpretations may vary between individuals because the intensity of the same emotion felt by different individuals may differ. Figure 3 depicts emotions and learning. Based on the studies so far, here, negative emotions have been shown to stimulate learning, but which negative emotions these would be (for e.g., shame or anxiety), at what intensities these would stimulate optimal learning if at all, and how this compares with optimal learning induced by positive emotions remains to be investigated. Therefore, the extent to which these scales can be applied in real-life needs to be verified.

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The Extraordinary Importance of Sleep

New sleep deprivation studies confirm the relationship between inadequate sleep and a wide range of disorders, such as hypertension, obesity and type-2 diabetes, cardiovascular disease, impaired immune functioning, and more.

In the inaugural issue of the Journal of Clinical Sleep Medicine (2005), a feature article 1 traced early milestones in the developing field of sleep medicine, which slowly emerged from the older field of sleep research during the 1970s and 1980s. Sleep medicine, the article noted, was closely linked with and made possible by the discovery of electrical activity in the brain. The examination of electroencephalogram (EEG) patterns that occur during sleep led to the classification of stages of sleep, which in turn created an important foundation for probing human sleep, discerning abnormalities, and discovering significant relationships between sleep and health. By 2005, scientists and clinicians had not only identified and clearly defined a large number of sleep disorders but had discovered that many of them were highly prevalent.

The pace of research and discovery has only accelerated since 2005, and the number of peer-reviewed sleep journals has more than tripled. Today, researchers are more deeply probing the cellular and subcellular effects of disrupted sleep, as well as the effects of sleep deprivation on metabolism, hormone regulation, and gene expression. Newer studies are strengthening known and suspected relationships between inadequate sleep and a wide range of disorders, including hypertension, 2 obesity and type-2 diabetes, 3 impaired immune functioning, 4 cardiovascular disease and arrhythmias, 5 , 6 mood disorders, 7 neurodegeneration and dementia, 8 , 9 and even loneliness. 10

Research findings continue to underscore early concerns about public safety that were first raised when major industrial disasters such as the Exxon Valdez oil spill were linked to inadequate sleep. 11 Related research sponsored by major organizations, including the U.S. Department of Transportation, the U.S. Department of Defense, the National Institutes of Health, and the National Aeronautics and Space Administration (NASA), has helped to inspire national initiatives aimed at improving public safety and health. However, despite the astounding acceleration in research during the past few decades, inadequate sleep due to sleep disorders, work schedules, and chaotic lifestyles continues to threaten both health and safety.

“Pushing against the wave of accelerated growth in the field has been a shoreline of indifference,” says David F. Dinges, PhD, Professor and Chief of the Division of Sleep and Chronobiology in the Department of Psychiatry at the University of Pennsylvania Perelman School of Medicine. “Modern industrial pressures to use time 24 hours a day have led to shiftwork and a world in which virtually everything—law Susan L. Worley is a freelance medical writer who resides in Pennsylvania. enforcement, airports and all kinds of transportation, industrial operations, and hospitals—operates 24/7. People have come to value time so much that sleep is often regarded as an annoying interference, a wasteful state that you enter into when you do not have enough willpower to work harder and longer.”

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David F. Dinges, PhD

It has become increasingly clear, however, that no matter how hectic our lives may be, we can no longer afford to ignore what research is telling us about the importance of sleep for our safety and mental and physical well-being.

Impact on Attention, Cognition, and Mood

While scientists are still working to identify and clarify all of the functions of sleep, 12 decades of studies—many of which have used the method of disrupting sleep and examining the consequences—have confirmed that sleep is necessary for our healthy functioning and even survival.

“We know for sure that sleep serves multiple functions,” says Dr. Dinges. “Nature tends to be very parsimonious in that it often uses a single system or biology in multiple ways to optimize the functioning of an organism. We know, for example, that sleep is critical for waking cognition—that is, for the ability to think clearly, to be vigilant and alert, and sustain attention. We also know that memories are consolidated during sleep, and that sleep serves a key role in emotional regulation.”

Studies conducted by Dr. Dinges and other scientists have shown that cognitive performance and vigilant attention begin to decline fairly quickly after more than 16 hours of continuous wakefulness, and that sleep deficits from partial sleep deprivation can accumulate over time, resulting in a steady deterioration in alertness. The widely used psychomotor vigilance test (PVT), a simple neurocognitive test developed by Dr. Dinges and colleagues that assesses an individual’s ability to sustain attention and respond to signals in a timely manner, has proven to be an exceptionally sensitive tool for capturing dose–response effects of sleep loss on neurobehavioral functioning. 13 The PVT also reliably detects sleep deficits caused by disrupted or fragmented sleep, and/or poorly timed sleep, which is important because a growing body of evidence suggests that the continuity and timing (or circadian alignment) of sleep may be as important as the total amount of time spent sleeping.

“We know that sleep is much more restorative of waking functions and health when it is consolidated and not fragmented,” explains Dr. Dinges. “That is, when sleep goes through the appropriate physiological sequences of non-REM (rapid eye movement) and REM states at night, and occurs when human sleep is temporally programmed by our circadian clock to occur. Such consolidated sleep is typically of a longer duration and better sleep quality than sleep taken at other times of the day, such as that which occurs with nightshift work, jet lag, and other conditions of circadian misalignment.”

Dr. Dinges and his colleagues have found that people whose daily sleep duration is inadequate, or repeatedly disrupted (e.g., by obstructive sleep apnea, restless legs syndrome, pain or stress, or shiftwork or jet lag), often are not aware of their accumulating sleep deficits or the toll that these deficits can take on their waking cognitive functions, including their performance, working memory, cognitive speed, and accuracy. Inadequate sleep also can take a toll on psychological well-being, significantly affecting our emotional and psychosocial interpretation of events and exacerbating our stress levels. Studies have indicated that changes in mood may be due in part to the effects of sleep deprivation on the processing of emotional memory—in other words, our tendency to select and remember negative memories after inadequate sleep. 14

In one study conducted by Dr. Dinges and colleagues, participants’ mood was observed after they were confronted with “high” and “low” performance demands, following varying degrees of sleep deprivation. 15

“To our surprise, those who were sleep-deprived responded to low stressors in much the same way that people without any sleep deprivation tended to respond to high stressors,” said Dr. Dinges. “In other words, we tend to become much more sensitive emotionally and socially when we are sleep-deprived. That is what I like to call the ‘who was at my desk or who touched my coffee cup?’ phenomenon. I think we all have experienced having an extreme reaction or a very negative emotional response to a mild stressor when we have not had enough sleep.”

Aiming for the Sweet Spot

How much sleep is enough? After decades of investigation, it appears that scientists have gathered enough evidence to begin to answer that question. 16

“When duration of sleep drops below seven hours, and especially when it starts to move toward six and half hours or less, a number of different disorders begin to increase in prevalence,” says Dr. Dinges. “Most experts would agree that there is a kind of sweet spot that most people should aim for, and for the average healthy adult that zone is ideally somewhere between 7 and 7 and a half hours. That is what the consensus evaluations of more than a thousand scientific articles have yielded—the consensus of evaluations conducted by the AASM (American Academy of Sleep Medicine) and Sleep Research Society jointly.”

Numerous large U.S. surveys—beginning with a 1982 survey by the American Cancer Society—have been used to estimate the number of hours that most people spend sleeping. Many surveys have identified a worrisome prevalence of “short” sleepers (people who sleep 6 hours or less) among respondents, and a general trend toward decreasing sleep duration between 1975 and 2006. More recently, however, an analysis of the American Time Use Survey (ATUS), spearheaded by Mathias Basner, MD, PhD, at the University of Pennsylvania 17 , has suggested that there may be cause for optimism.

“The analysis shows that there is a slight but steady increase in sleep time that stretches back to about 2003 or 2004,” says Dr. Dinges. “We think this increase, which is modest—at most a minute or two more per year—is due in part to the development of the field of sleep medicine, and public and scientific reports in the media about sleep loss contributing to accidents and catastrophes, and so forth. Ever so slowly, the message that it is important not to get sleep deprived, and to get help if you have a sleep disorder, has begun to penetrate to the public.”

The analysis notes that one sign of greater interest in sleep on the part of the public has been a significant increase in Google searches containing the word “sleep” since 2004. Data from the ATUS also suggest that over time, people have been willing to trade some of their daily activities in exchange for more sleep. It is important to note, says Dr. Dinges, that self-reports of time spent sleeping are not always accurate—they can be off by a half an hour or more, usually with people tending to estimate that they slept more than they did. He also notes that there is still a fairly large population sleeping 6 hours or less.

“Although there are signs that sleep time is increasing, it is not happening at nearly the dramatic rate that most experts would like to see,” says Dr. Dinges. “This is especially true for vulnerable populations. There is concern about school start times and bus times affecting the sleep of children and adolescents, and about extracurricular activities at the end of the school day sometimes leading to a delay in bed times for teenagers. All of this is an ongoing, evolving picture, with more research results coming out all the time, and with consequent changes in recommendations, to make sure that at least our most vulnerable populations are getting adequate sleep.”

Interindividual Differences in Vulnerability to Sleep Loss

While it is well established that the effects of sleep loss accumulate over time, with repeated exposure to inadequate, fragmented, or disrupted sleep, the degree to which individuals demonstrate adverse effects of inadequate sleep can vary considerably. 18

“We have learned that there are astonishingly mysterious phenotypes, or trait-like differences, in how vulnerable people are to sleep loss,” says Dr. Dinges. “This is still a relatively new area of research, and it has only been in the past few years that scientists have begun to replicate early findings regarding these phenotypic differences in vulnerability to the negative neurobehavioral effects of sleep loss. The interindividual differences that have been observed so far raise some extremely provocative scientific questions. We may find that there is something in waking biology that can substitute for, or somehow reduce, the impact of sleep loss on waking functioning, but thus far there is no evidence as to what that might be.”

Differences among individuals exist with regard to both the effects of sleep loss and the ability to recover from the effects of sleep loss. Differences in performance also have been shown to be task-dependent, suggesting that people who are vulnerable to the effects of sleep loss in one or more cognitive or neurobehavioral domains may be resistant to the effects of sleep loss in others. To better understand interindividual variability, scientists are investigating possible genetic mechanisms that may underlie complex interactions between circadian and sleep homeostatic systems—the systems that affect our drive for sleep as well as our alertness and performance during waking hours. A current goal is to discover biomarkers that may help predict individual performance after varying degrees of sleep loss. 19 And one hope is that biomarkers—ideally in the form of a simple “roadside” test such as a breathalyzer—may eventually be used to detect sleep loss-related impairment in drivers or in individuals responsible for operating sophisticated equipment or machinery. To date, no viable candidates have been found.

Investigators also are shedding light on the role that age may play in resilience to sleep loss. The results of one recent study indicate that younger adults are more vulnerable to the adverse effects of chronic sleep loss and recurring circadian disruption than older adults. 20 Although the neurobiological basis for these age-related differences is not yet understood, such findings may help to inform new approaches to the prevention of drowsy driving and related motor-vehicle accidents among young drivers.

Dr. Dinges emphasizes that findings regarding interindividual differences in response to sleep loss and in recovery from sleep loss should not diminish the message that adequate sleep is critical for everyone.

“Research has shown us that sleep is not an optional activity,” says Dr. Dinges. “There is no question that sleep is fundamentally conserved across species and across lifespans, and that any effort to eliminate it has been unsuccessful. We must plan our lives in the time domain with a serious consideration for sleep—planning when to sleep, ensuring that we get adequate sleep, and making sure that our sleep is not disturbed by disorders or diseases, whether or not they are sleep-related.”

Addressing Sleep Disorders

As connections between sleep disruption and both disease and mortality have become more firmly established, accurate and efficient diagnosis and management of sleep disorders (see Table 1 ) have become increasingly critical. Recent directions in the field of sleep medicine include a move toward patient-centered care, greater collaboration between specialists and primary care physicians, and the incorporation of new tools—including home-based diagnostic tests and novel electronic questionnaires—in the effort to create a comprehensive yet more personalized approach to assessment and treatment.

ICSD-3 Major Diagnostic Sections *

InsomniaDifficulty getting to sleep or staying asleep, with associated daytime consequences.
Sleep-related breathing disordersObstructive sleep apnea (cessation of breathing due to upper airway obstruction), central sleep apnea (cessation of breathing due to absent respiratory effort), and hypoventilation disorders (shallow breathing due to a variety of medical conditions).
Central disorders of hypersomnolenceExcessive daytime sleepiness not due to other sleep disorders. These include narcolepsy, idiopathic hypersomnolence, and insufficient sleep syndrome.
Circadian rhythm sleep–wake disordersAbnormalities of sleep–wake cycles due to misalignment between the biological clock and customary or required sleep–wake times. These include delayed or advanced sleep phase, shift work disorder, and jet lag.
ParasomniasAbnormal behaviors or events arising from sleep. These include sleepwalking, sleep terrors, and rapid eye-movement sleep behavior disorder.
Sleep-related movement disordersAbnormal, usually stereotyped, recurring movements in sleep. Restless legs syndrome, although a waking sensory disorder, is included, as well as periodic limb movement in sleep and leg cramps.
Other sleep disordersThose sleep–wake disorders not classified elsewhere, most notably environmental sleep disorder.

A chief goal is to improve the diagnosis of sleep disorders. Although approximately 70 million people in the U.S. have at least one sleep disorder, experts estimate that up to 80% of sleep disorders may go undetected or undiagnosed. One major challenge that clinicians face during the initial assessment of people with sleep disorders is the process of identifying and sorting out comorbidities. Untangling the causes and effects in bidirectional comorbidities can be particularly difficult. For example, insomnia—by far the most common sleep disorder—often is complicated by the presence of another sleep disorder, such as sleep apnea or restless legs syndrome.

“Some experts have even suggested that all cases of insomnia coexist with, or are caused by, another sleep disorder, most commonly sleep apnea,” says Clete A. Kushida, MD, PhD, Professor of Psychiatry and Behavioral Sciences at Stanford, and Division Chief and Medical Director of Stanford Sleep Medicine. “I’m not sure I would go quite that far, but certainly bidirectional comorbidities among individuals who experience sleep disorders are common. For example, pain syndromes—including back pain and limb pain, especially among older patients—are common comorbidities in patients with insomnia. Mood disorders also frequently occur in patients who experience insomnia.”

Comorbidities can complicate treatment and often require sleep specialists to collaborate with not only primary care physicians but also specialists in other therapeutic areas.

“If, for example, a person with insomnia also has been diagnosed with depression by a psychiatrist,” says Dr. Kushida, “our goal is to work hand in hand with the psychiatrist to find the right medication. There are both sedating and alerting antidepressants, and a patient may need to try one medication for a couple of weeks to months, slowly increasing the dose to a therapeutic level, until the effect on both the depression and the patient’s sleep can be determined. For some individuals, an alerting antidepressant can cause poor sleep, which in turn can exacerbate the depression. The process of achieving the right dose of the right medication can be complex, and benefits from a collaboration between specialists.”

Undetected obstructive sleep apnea (OSA) in patients with chronic pain, or other serious illnesses, can result in potentially dangerous comorbidities. Opioids, for example, are known to have adverse effects on respiration, and can lead to central sleep apnea (CSA)—shallow and irregular or interrupted breathing and sustained hypoventilation—a potentially lethal condition that can intensify the consequences of OSA. These risks underscore the need to improve methods for identifying and properly diagnosing the estimated 23.5 million U.S. adults with OSA. Public education and advocacy efforts are already helping to improve detection—in part by helping to address misconceptions about OSA.

“One of the biggest misconceptions is that only people who are significantly overweight experience sleep apnea,” says Dr. Kushida. “In fact, only up to 67% of people who have OSA are overweight, the rest are of normal weight. OSA also can be caused by craniofacial dysmorphism, or a defect of the airway that occurs during development. A narrow airway caused by deficient growth of the craniofacial skeleton, particularly the jaws, can become narrower and more prone to collapse with age, leading to sleep apnea.”

Treating Insomnia: The Value of Cognitive Behavioral Therapy

Insomnia, the most prevalent sleep disorder, affects approximately one third of all adults and is the most common condition that family and primary-care physicians encounter. According to the International Classification of Sleep Disorders (ICSD-3), chronic insomnia is the inability to attain sufficient sleep (despite adequate opportunity) for at least three nights per week for three months or longer, with negative daytime consequences. For most people, the disorder is transient, but for approximately 10% to 15% of those who experience insomnia (around 30 million people) it becomes chronic. Although pharmacologic treatments for insomnia ( Table 2 ) can be effective, most experts now recommend against the long-term use of pharmacotherapy.

Selected Pharmaceutical Treatments for Insomnia 21 , 27

Agent (Generic Name)Dosage FormsIndications/Comments
Eszopiclone1-mg, 2-mg, and 3-mg tabletsPrimarily used for sleep-onset and maintenance insomnia; intermediate-acting; no short-term usage restriction
Zolpidem5-mg, 10-mg tabletsPrimarily used for sleep-onset insomnia; short-to intermediate-acting; primarily used for sleep-onset and maintenance insomnia; controlled-release
Zaleplon5-mg, 10-mg capsulesPrimarily used for sleep-onset insomnia; maintenance insomnia as long as a 4-hour period is available for further sleep; short-acting
Estazolam1-mg, 2-mg tabletsShort-to intermediate-acting
Temazepam7.5-mg, 15-mg, and 30-mg capsulesShort-to intermediate-acting
Triazolam0.125-mg, 0.25-mg tabletsShort-acting
Flurazepam15-mg, 30-mg capsulesLong-acting; risk of residual daytime drowsiness
Ramelteon8-mg tabletPrimarily used for sleep-onset insomnia; short-acting; no short-term usage restriction
Suvorexant5-mg, 10-mg, 15-mg, and 20-mg tabletsIndicated for the treatment of insomnia characterized by difficulties with sleep onset and/or sleep maintenance. Lowest effective dose should be used.

“If a person has been diagnosed with chronic insomnia, the only treatment that has been shown to have long-term benefit is cognitive behavioral therapy, “says Dr. Kushida. “Medications really should be considered short-term treatments, because patients tend to develop dependence on, or tolerance to, hypnotic drugs. In our clinic, we commonly see that, over time, medications stop having an effect, and that means that patients may try higher doses of a medication, or keep switching to different medications. So, medications are a temporary solution—they just put a Band-Aid on the problem of insomnia, whereas cognitive behavioral therapy targets one of the pathways toward success.”

Cognitive behavioral therapy (CBT), which involves techniques that work in part by reducing cognitive and somatic arousal, is estimated to be effective in approximately 70% to 80% of people who experience chronic insomnia. Dr. Kushida notes that while drugs can sometimes be useful in the treatment of acute insomnia, they become problematic after acute insomnia transitions to chronic insomnia.

“A person might be an OK sleeper for several years, and then suddenly experience a traumatic event, such as the loss of a job, a divorce, or the death of a loved one, resulting in very poor sleep,” says Dr. Kushida. “Down the road, that person might obtain a better job, overcome grief, or find a new relationship, but continue to experience insomnia. We think in some cases the transition from acute insomnia to chronic insomnia occurs because the behavioral event triggers something in the person’s physiology that may lead to long-term changes. Once they are in a chronic insomnia phase, we tell patients that CBT is the only truly effective intervention.”

If a patient is already taking hypnotics, Dr. Kushida says that he will gradually wean the patient off medications while introducing CBT. He notes that often it is necessary for sleep specialists to manage the expectations of chronic sufferers.

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Clete A. Kushida, MD, PhD

“We sometimes have to let patients with chronic insomnia know that we may never get them back to where they were when they had optimal sleep,” Dr. Kushida explains. “The behavioral methods we use work well, and usually we can get patients to the point where the insomnia is having less of an impact on their quality of life. Our inability to completely restore the patient’s ability to sleep well may partly be explained by as yet unidentified changes in his or her neurophysiology or neurochemistry. Some patients with chronic insomnia can begin to sleep normally again, but for the vast majority, we aim to make insomnia less of a burden on a patient’s daily life.”

Improving Clinical Research

In the field of sleep medicine, as in many other therapeutic areas, future directions in clinical trial research will place an emphasis on patient engagement and patient-centered outcomes.

“Perhaps the most important aim these days when developing and implementing any type of large-scale clinical research study is to incorporate the patient’s perspective,” says Dr. Kushida, who is currently analyzing the results of a comparative effectiveness sleep study sponsored by the Patient-Centered Outcomes Research Institute (PCORI). 22 The study, designed and conducted by a team at Stanford, introduced a new model of patient-centered, coordinated care and tested it against conventional outpatient treatment for sleep disorders.

“The patient’s perspective is so invaluable in guiding the success of a study that ideally it should be incorporated right at the inception of a research question or idea,” says Dr. Kushida. “When you are designing an especially complicated trial, for example, it is easy to incorporate a lot of tests and measures without being aware of the burden these can place on the participants. It’s critical to learn from patients whether they are overwhelmed by the number of tests, or whether travel time or the amount of time they need to take off from work may be impractical.”

Other efforts to improve clinical research include those focused on correcting for and/or eliminating several confounding variables that tend to plague sleep research. The surprising power of the placebo effect, 23 the related disconnect between objective and subjective evaluations of sleep loss and recovery from sleep loss, variable adherence to treatments, and, more recently, deceptive practices among clinical trial participants, are a few examples.

The placebo effect, which refers to any outcome that may be attributable to the expectations of clinical trial participants rather than to the drug or device being tested, can be especially problematic in experimental protocols that involve self-reports of sleep quality.

“Clinical trials involving patients with disorders such as insomnia or RLS that rely solely on subjective measures, or ratings of severity based on patient report, are particularly vulnerable to the placebo effect,” says Dr. Kushida. “It has been demonstrated that when these patients believe that they are receiving the study drug or device the likelihood of their experiencing a positive effect can increase significantly. There have been efforts to develop or introduce new objective endpoints in these studies, which may help with this problem.”

Achieving the right balance of subjective and objective measures of sleep is an important goal in both research and clinical practice. The current gold standard for objective assessment of sleep is polysomnography (PSG), which includes electrophysiological recordings of brain activity (EEG), muscle activity (EMG), and eye movements (EOG). A valuable, non-invasive method for determining sleep continuity and sleep architecture, PSG has been an indispensable objective endpoint in clinical trials, but it is expensive and not always practical. Novel approaches to objective measurement, including actigraphy, which may be used to help minimize recall bias and complement subjective measures of sleep (e.g., sleep logs or diaries), still have drawbacks. 24

“The problem with wearable devices right now,” says Dr. Kushida, “is that they tend to overestimate sleep, sometimes by as much as an hour. They also are not yet capable of accurately detecting different stages of sleep, such as non-REM and REM sleep. Because of our proximity to Silicon Valley, our laboratory tests a lot of these new devices, and often by the time we have finished testing one prototype, new ones have emerged. The product cycles are rapid, and the companies keep incorporating newer and newer technology. So, down the road, within about five to ten years, I think these devices will likely estimate sleep and detect sleep stages with precision.”

Also, objective tools are needed for addressing problems with adherence to treatment. One important current aim is to detect and correct for non-obvious factors that result in failure to adhere to treatment, whether unintended or deliberate, to ensure that trial outcomes accurately reflect the efficacy of a drug, medical device, or behavioral intervention. 25 A related problem is deliberate deception by trial participants. As part of a National Heart, Lung, and Blood Institute (NHLBI)-supported study focused on detecting and correcting for adherence problems, Dr. Kushida and colleagues began to explore the prevalence of deceptive practices among clinical trial participants. 26

“We found that deception among clinical trial participants is pretty common and that there is quite a range of deceptive practices, “says Dr. Kushida. “They include underreported drug holidays, fabrication or withholding of medical histories, pill dumping, exaggerated symptoms, and falsification of current health status. It’s important that we find a way to address these deceptive practices because both the integrity of research data and the safety of participants are at risk.”

Dr. Kushida adds that newer tools, such as electronic monitoring of pill dispensing and statistical predictive adherence models, may uncover and remedy pressing problems related to adherence and deceptive practices. “It already takes about 12 years for a new drug to be approved, and about three to five years for a new device to be approved. When deceptive practices are discovered too late, it can lead to the invalidation of research findings and further delays in approving much-needed treatments.”

Enhancing clinical research in the field will require a cooperative, international effort focused on advancing knowledge about sleep, circadian rhythms, and sleep disorders worldwide. During Dr. Kushida’s tenure as inaugural president of the World Sleep Society (WSS), he led an initiative to create international sleep fellowships to prepare physicians and scientists from various countries for future leadership roles in basic and/or clinical sleep research. He also oversaw the development of an International Sleep Research Network, designed to help sleep scientists and clinicians find collaborators with similar clinical/research interests. As the WSS continues to offer new services and expand its programs, it will be with an awareness of the needs of disadvantaged populations and the importance of access to appropriate treatment.

“One initiative of the WSS involves reviewing current published guidelines in various countries, to determine whether they meet international standards,” says Dr. Kushida. “Many guidelines are region-specific and list only medications approved in specific countries or regions. As we review the guidelines, we endorse them with caveats; we may note that particular treatments for insomnia are recommended, and when these are not available we recommend acceptable substitutes. The goal is to ensure that specialists can use practice guidelines in whichever country they practice sleep medicine, and that patients are receiving the best possible treatment available.”

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Psychology of Sleep and Dreams - Assignment Example

Psychology of Sleep and Dreams

  • Subject: Psychology
  • Type: Assignment
  • Level: High School
  • Pages: 5 (1250 words)
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  • Author: fredrick53

Extract of sample "Psychology of Sleep and Dreams"

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CHECK THESE SAMPLES OF Psychology of Sleep and Dreams

The biology of sleeping and dreaming, subjective characteristics of sleep efficiency by frederick evans, different states of consciousness, why and what we dream, human sleep cycle, rapid eye movement, section 3 reading, dreams in psychology, the multidimensional function of dreams.

psychology sleep assignment

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The assignments in this course are openly licensed, and are available as-is, or can be modified to suit your students’ needs. Selected answer keys are available to faculty who adopt Waymaker, OHM, or Candela courses with paid support from Lumen Learning. This approach helps us protect the academic integrity of these materials by ensuring they are shared only with authorized and institution-affiliated faculty and staff.

If you import this course into your learning management system (Blackboard, Canvas, etc.), the assignments will automatically be loaded into the assignment tool, where they may be adjusted, or edited there. Assignments also come with rubrics and pre-assigned point values that may easily be edited or removed.

The assignments for Introductory Psychology are ideas and suggestions to use as you see appropriate. Some are larger assignments spanning several weeks, while others are smaller, less-time consuming tasks. You can view them below or throughout the course.

You can view them below or throughout the course.

Discussions and Assignments by Module

—Perspectives in Psychology

Explain behavior from 3 perspectives

Watch a TED talk

—Analyzing Research

Describe and discuss a PLOS research article

—Psychology in the News

Compare a popular news article with research article

—Using Your Brain

Describe parts of the brain involved in daily activities

–Brain Part Infographic

Create a visual/infographic about a part of the brain

—Sleep Stages

Describe sleep stages and ways to improve sleep

Track and analyze sleep and dreams. Record sleep habits and dreams a minimum of 3 days.

—Cultural Influences on Perception

Demonstrate cultural differences in perception.

*If used in conjnuction with the “Perception and Illusions” assignment, this post could ask students to bring in examples/evidence from the illusion task

—Applications of the Delbouef Illusion

Apply Food Lab research and the Delbouef Illusion to recommend plate size and dinner set-up.

 

 

Apply an understanding of Martin Doherty’s research on developmental and cross-cultural effects in the Ebbinghaus illusion. Find an illusion, describe it, and explain whether or not it may show cross-cultural effects.

Thinking about Intelligence

Choose to respond to two questions from a list

—What Makes Smarts?

Describe 3 smart people and analyze what contributes to their intelligence.

 

—The Paradox of Choice

 

Examine an experiment about cognitive overload and decision-making when given many options.

—Explaining Memory

Create a mnemonic and explain an early childhood memory

—Study Guide

Apply knowledge from module on memory, thinking and intelligence, and states of consciousness to help a struggling student.

—What I Learned

Write examples of something learned through classical, operant, and observational learning

—Conditioning Project

Spend at least 10 days using conditioning principles to break or make a habit.

—Stages of Development

Pick an age and describe the age along with developmental theories and if you agree or disagree with the theoretical designations

—Developmental Toys Assignment

Find toys for a child of 6 months, 4 years, and 8 years, then explain theories for the age and why the toys are appropriate.

—Thinking about Social Psychology

Pick one question to respond to out of 4 options

—Designing a Study in Social Psychology

Create a shortened research proposal for a study in social psychology (or one that tests common proverbs).

—Personality and the Grinch

Use two of the theories presented in the text to analyze the Grinch’s personality

—Assessing Personality

Take two personality tests then analyze their validity and reliability.

 

—Personality—Blirtatiousness

 

Examine various types of validity and design a new way to test the validity of the Blirt test.

–What Motivates You?

What motivates you to do your schoolwork?

—Theories of Emotion

Demonstrate the James-Lange, Cannon-Bard, Schachter-Singer, and cognitive-mediational theories of emotion.

 

–Growth Mindsets and the Control Condition

 

Take a deeper look at the Carol Dweck study on mindset and analyze how the results may appear different if the control benchmark varied.

- Thinking about Industrial/Organizational Psychology

Pick a favorite I/O topic or give advice on conducting an interview

— KSAs Assignment

Investigate and reflect on KSAs needed for future job.

—Diagnosing Disorders

Diagnose a fictional character with a psychological disorder

—Disorder At-a-Glance

Research one disorder and create an “At-a-Glance” paper about the main points.

—Thinking about Treatment

Choose to respond to one of four questions

—Treating Mental Illness

Describe 3 different treatment methods for the fictional character diagnosed for the “Diagnosing Disorders” discussion.

—Thoughts on Stress and Happiness

Give advice on managing stress or increasing happiness

–Time and Stress Management

Pick from three options to do things related to tracking stress and time management.

Discussion Grading Rubric

The discussions in the course vary in their requirements and design, but this rubric below may be used and modified to facilitate grading.

Response is superficial, lacking in analysis or critique. Contributes few novel ideas, connections, or applications. Provides an accurate response to the prompt, but the information delivered is limited or lacking in analysis. Provides a  thoughtful and clear response to the content or question asked. The response includes original thoughts and novel ideas. __/4
Includes vague or incomplete supporting evidence or fails to back opinion with facts. Supports opinions with details, though connections may be unclear, not firmly established, or explicit. Supports response with evidence; makes connections to the course content and/or other experiences. Cites evidence when appropriate. __/2
Provides brief responses or shows little effort to participate in the learning community. Responds kindly and builds upon the comments from others, but may lack depth, detail, and/or explanation. Kindly and thoroughly extend discussions already taking place or poses new possibilities or opinions not previously voiced. Responses are substantive and constructive. __/4
      Total __/10

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ORIGINAL RESEARCH article

Associations between capacity of cognitive control and sleep quality: a two-wave longitudinal study.

Yongchun Wang,,,

  • 1 School of Psychology, South China Normal University, Guangzhou, China
  • 2 Key Laboratory of Brain, Cognition and Education Sciences, Ministry of Education, South China Normal University, Guangzhou, China
  • 3 Center for Studies of Psychological Application, South China Normal University, Guangzhou, China
  • 4 Guangdong Key Laboratory of Mental Health and Cognitive Science, South China Normal University, Guangzhou, China
  • 5 School of Foreign Languages, South China University of Technology, Guangzhou, China
  • 6 Department of Human Resource, Guangzhou Branch of China Mobile Group Guangdong Company Limited, Guangzhou, China

This longitudinal study explored the impact of the upper limit of cognitive control on the sleep quality of high school students. We collected data in two waves to examine four main variables: capacity of cognitive control (CCC), trait mindfulness, emotional distress and sleep quality. At the first time point (T1), trait mindfulness and emotional distress were measured by rating scales, and the CCC was evaluated by revised backward masking majority function task. Sleep quality was rated 5 months later (T2). The results indicated that: (1) the CCC was negatively correlated with trait mindfulness, and trait mindfulness was negatively correlated with emotional stress; (2) there was no simple mediation of either trait mindfulness or emotional distress in the relationship between CCC and sleep quality; (3) instead, the CCC was associated with poor sleep quality in a sequential mediation through trait mindfulness and then emotional stress. The research highlights the importance of trait mindfulness and emotional distress for addressing sleep problems in adolescents.

1 Introduction

Sleep is a vital physiological process that plays an indispensable role in the psychosocial adjustment of individuals ( Sarchiapone et al., 2014 ). However, sleep problems are becoming a growing concern among adolescents ( Gradisar et al., 2022 ). The chronic deprivation of sleep or its inadequate quality can have negative effects on the cognitive and emotional functioning of adolescents ( Williams et al., 2013 ). Therefore, understanding the factors behind sleep problems is crucial for developing effective prevention and intervention strategies to improve individuals’ health and well-being in adolescence and beyond.

There is an abundance of research dedicated to identifying the factors that affect sleep quality. This research primarily focuses on three areas. First, numerous studies concentrate on the factors that impact sleep quality within specific demographics (e.g., Souders et al., 2009 ; Songkham et al., 2019 ; Bahani et al., 2024 ; Guller and Yaylaci, 2024 ). Secondly, while influences on sleep quality can originate from various aspects, a significant number of studies are centered around cognitive and emotional factors (e.g., Hsu et al., 2009 ; Burke et al., 2015 ; Mueller et al., 2024 ; Schantz et al., 2024 ; Xie et al., 2024 ). Last, applied research aimed at enhancing sleep quality also garners considerable interest among researchers (e.g., Yosiaki et al., 1998 ; Lai and Good, 2005 ; Liu et al., 2024 ; Luo et al., 2024 ).

The procrastination of bedtime due to the excessive use of electronic devices at night is one of the factors that may contribute to sleep problems ( Liu et al., 2017 ; Vernon et al., 2018 ). Furthermore, the delayed duration of sleep due to bedtime procrastination has been attributed to a lack of self-control ( Kroese et al., 2016 ). Individuals who experience difficulty in resisting temptation are often characterized by low self-control, which may lead to the tendency of bedtime procrastination ( Punamäki et al., 2007 ; Kroese et al., 2016 ; Seo et al., 2017 ). This, in turn, can result in insufficient sleep and poor sleep quality ( Kroese et al., 2016 ). All the above studies focused on the effects of procrastination on sleep, but procrastination is only a behavioral manifestation resulting from a failure of self-control, an underlying cause of sleep problems. Therefore, it is important to understand the underlying mechanisms that contribute to the link between self-control and sleep, in order to develop effective interventions aimed at promoting healthy sleep habits among individuals with low self-control.

By examining self-control as a trait rather than a state to identify its impact on sleep, Kroese et al. (2016) found self-regulation to be associated with insufficient sleep, and bedtime procrastination to act as a mediating variable. However, they measured the subjects’ self-regulation ability with a self-control scale, and such self-reports may not fully objectively reflect the self-control level. Furthermore, their research on self-regulation was restricted to the level of individual external behavior habits, and did not involve any higher level, such as the cognitive level. Therefore, our study attempts to explore the impact of cognitive control capacity on sleep quality. The purpose is to find any changes in the relationship between cognitive control capacity and sleep quality to understand its influencing factors better. This longitudial study aims to enrich the evidence for any changes in the relationship between adolescent cognitive control and sleep quality from a new perspective.

Cognitive control refers to the process of flexibly allocating mental resources to process important information according to the goal at hand ( He et al., 2019 ). With conceptual overlap, cognitive control and self-control have a common process, and they are often measured using the same experiments ( Goldstein and Volkow, 2011 ; Hofmann et al., 2012 ; Goschke and Bolte, 2014 ). Measuring cognitive control ability allows for an examination of the underlying factors influencing changes in sleep quality, and helps improve the ability to predict the impact of cognitive control on sleep quality ( Fan, 2014 ; Wu et al., 2015 , 2016 ; Mackie and Fan, 2016 ). The cognitive control capacity (CCC), which reflects an individual’s upper limit in terms of cognitive control ability, has been identified as a critical determinant of cognitive function ( Fan, 2014 ; Wu et al., 2020 ). Based on the dual system model of self-control, individuals with high CCC may exhibit a more flexible and higher order of control in their decision-making and action ( Hofmann et al., 2009 ). This control mechanism empowers individuals to overcome immediate stimulus control, thus enabling them to engage in more purposeful and goal-oriented behavior ( Hofmann et al., 2009 ). The functionality of the self-control system is contingent upon control resources ( Fazio and Towles-Schwen, 1999 ; Vohs, 2006 ; Evans, 2008 ). The limited resources theory of self-control ( Baumeister et al., 1998 ) posits that cognitive control resources are finite. In the event that the availability of control resources becomes depleted, the self-control system may experience a collapse and subsequently malfunction ( Hofmann et al., 2009 ). Therefore, it is reasonable to assume that individuals with high levels of self-control display a heightened sense of control in the domain of sleep. Such individuals are more apt to choose long-term rewards, particularly the enduring benefits of quality sleep, rather than immediate stimuli that could potentially interfere with their sleep, such as engaging in behaviors that disrupt sleep ( Liu et al., 2014 ). Based on the above analysis, we propose the first hypothesis as below.

H1 : The capacity of cognitive control was positively correlated with sleep quality.

Studies have demonstrated that interventions aimed at promoting mindfulness are capable of enhancing sleep quality ( Eisenlohr-Moul et al., 2016 ; Conley et al., 2018 ). Trait mindfulness is a construct that is closely linked to mindfulness, as it can be viewed as a natural progression of mindfulness practice, which refers to an individual’s ability to remain aware of and focused on the present experience ( Liu et al., 2018 ). It is perhaps the most relevant personality trait to date for meditation-based interventions, used in many fields such as medicine and psychological interventions ( Zeidan et al., 2010 ; Aivaliotis et al., 2017 ; Vignaud et al., 2018 ). Literature shows that the degree of trait mindfulness may have a significant correlation with the quality of sleep, whereby a greater level of mindfulness is positively associated with improved sleep quality. This observation is supported by empirical evidence suggesting that mindfulness practices, when consistently practiced, can enhance the development of trait mindfulness, which can in turn confer a range of benefits, especially in the context of sleep difficulties ( Galla, 2016 ; Brisbon and Lachman, 2017 ; Xiao et al., 2019 ).

The concept of trait mindfulness is intrinsically connected to cognitive control and contains several components that are essential to enhance this control. People with high cognitive control abilities may have some special characteristics, such as a higher level of trait mindfulness, due to the regulation of attention promoting non-refined awareness of thoughts, emotions, and sensations. The direct, non-judgmental awareness and experience of mental and physical events in the present moment constitute the essence of trait mindfulness ( Teasdale et al., 1995 ). The awakening of mindfulness requires a cognitive control process, i.e., attention self-regulation ( Bishop et al., 2004 ).

In addition, the strength model of self-regulation assumes that the ability to self-control depends on limited, domain-independent resources ( Baumeister et al., 2007 ). According to the model, self-regulation is a limited resource. Like muscle strength, it needs to relax once it is exhausted. Any effort of self-control will temporarily reduce this resource, resulting in a state of exhaustion of self-regulation which makes self-control more likely to fail in any subsequent self-control attempt. When individuals engage in mindfulness activities, the non-judgmental attitude will cause individuals to consume self-control resources. When negative emotions arise and individuals choose not to judge them, it is like the experiment by Baumeister et al. (1998) in which individuals in a room with biscuits, if allowed to smell or eat carrots only, would reduce their strength of self-regulation. Furthermore, self-regulation, like muscle strength, can be improved through long-term exercise.

Based on the above analysis, the study proposes a second hypothesis.

H2 : Trait mindfulness mediates the positive correlation between the capacity of cognitive control and sleep quality.

In addition, there is evidence that sleep quality is strongly associated with anxiety and depression ( Gadie et al., 2017 ). Many clinical studies on adolescents report that reduced sleep duration may be associated with emotional problems such as depression and anxiety symptoms ( Hall et al., 2000 ; Zhai et al., 2021 ). The quality of an individual’s sleep was found to be negatively associated with a negative mood before going to bed ( Shen et al., 2018 ) and positively associated with a positive mood ( Latif et al., 2019 ). Research suggests that negative emotions may hinder an individual’s ability to perceive the benefits of adhering to a regular sleep schedule, including increased energy levels and improved mental health. Specifically, negative emotions could lead individuals to perceive the rewards associated with going to bed on time as distant and ineffective in helping them cope with their current negative emotional state ( Sirois and Pychyl, 2013 ). As a prevalent phenomenon in the adolescent population, emotional distress is a commonly used indicator of mental health, which is often characterized by anxiety, depression, and somatic symptoms ( Drapeau et al., 2012 ). Cognitive control was found to be consistently associated with emotions such as depression and anxiety ( Tice and Bratslavsky, 2000 ; Pychyl and Sirois, 2016 ; Ebneabbasi et al., 2021 ). Compared with positive emotions, negative emotions may trigger more intense emotional experiences and may lead to the failure of self-control ( Heatherton and Wagner, 2011 ). Following the limited resource theory of self-control ( Baumeister et al., 1998 , 2018 ), we assume that adolescents may deplete their self-control resources in emotional distress and the regulation of their distress, leaving a shortage of cognitive control resources that would otherwise be used to counteract delayed bedtime, which in turn would affect sleep quality ( Baumeister et al., 1998 ). Emotional distress may be an influential factor in the relationship between cognitive control and sleep quality.

Therefore, individuals with more negative moods may prefer to replace the low-reward task (going to bed on time) with a more enjoyable task, like an entertaining media activity, to regulate their current mood ( Sirois, 2014 ), which in turn may bring about sleep quality problems ( Kroese et al., 2016 ).

Therefore, it is arguable that cognitive control capacity may delay sleep time and affect sleep quality through emotional distress. We would like to propose the third hypothesis as follows.

H3 : Emotional distress mediates the positive correlation between cognitive control capacity and sleep quality.

Many researchers reported the inverse correlation between mindfulness and psychological distress in children and adolescents ( Waters, 2016 ). Specifically, trait mindfulness was found to be negatively associated with depression and anxiety in students in Grades 4 to 7 ( Lawlor et al., 2014 ), with anxiety in the general secondary school population ( Li, 2017 ), and with depression in the post-trauma adolescents ( Xu et al., 2018 ). Individuals with high levels of trait mindfulness exhibited reduced cortisol responses in high-stress situations ( Brown et al., 2012 ). Furthermore, these individuals were also found to display lower resting activity in the bilateral amygdala and reduced gray matter density in the right amygdala ( Way et al., 2010 ; Brown et al., 2012 ). Conversely, these neural patterns were shown to be positively associated with stress ( Hölzel et al., 2010 ). Multiple meta-analyses demonstrate that such mindfulness-based interventions were effective in reducing depression and anxiety ( Hofmann et al., 2010 ; Khoury et al., 2015 ). Stronger trait mindfulness was related to less depression and anxiety ( Kiken and Shook, 2012 ), less rumination ( Brown and Ryan, 2003 ; Kiken and Shook, 2014 ), fewer depressive negative cognitions ( Gilbert and Christopher, 2010 ), and greater ability to release negative thoughts ( Frewen et al., 2008 ).

Besides, according to the ego depletion theory ( Baumeister et al., 2007 ), any self-control activity of an individual is likely to consume self-control energy or resources, such as controlling impulses, controlling cognition (e.g., attention and thinking), controlling emotions and feelings, and making behavioral decisions. Baumeister et al. (1998) elucidates that the success or failure of volitional activities is affected by the amount of such resources. The more resources, the easier it is to execute successfully; the resources required for different volitional activities are the same. A series of seemingly different and unrelated activities may share the same resource. If resources are consumed in one volitional activity, then the actual resources available for another volitional activity will be reduced ( Baumeister et al., 1998 ). In other words, in this study, the individual’s CCC level can be regarded as a stable control resource possessed by the individual. Individuals with high CCC levels can effectively control impulses (reduce unconscious attention) and have lower trait mindfulness levels (less conscious control of irrelevant stimuli). Mindfulness activities and controlling emotions will consume control resources. If the resources used by mindfulness activities are reduced, the resources available for controlling emotions will increase. Individuals’ effective control of emotional distress can lead to better sleep quality.

Therefore, this paper proposes a fourth hypothesis as follows.

H4 : Trait mindfulness was positively correlated with emotional distress. They play sequential mediating roles in the positive correlation between the capacity of cognitive control and sleep quality.

We attempt to understand the changes, if any, in the relationship between CCC and sleep quality, as well as its influencing factors. The mediating effects of both emotional distress and trait mindfulness are examined, which offers a new perspective to explore changes in the relationship between cognitive control and sleep quality in adolescents. In brief, a multiple mediation model ( Figure 1 ) was conceptualized based on the above four hypotheses.

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Figure 1 . The effect of cognitive control capacity on sleep quality: A multiple-mediation model. T1: the first time point of data collection. T2: the second time point of data collection, conducted 5 months after the T1.

2.1 Participants

This study collected data in two rounds from students in Grade 10 from a high school in Guangdong Province in China. A total of 170 students participated in the initial round of data collection in September 2021 (T1). Five variables of interest were measured: CCC, trait mindfulness, emotional distress, gender and age. Questionnaire and experiment data were collected by professionally trained postgraduates and teachers in psychology. We first excluded 5 participants who wrongly responded to any of the three lie detection questions that were randomly assigned in questionnaires (i.e., “I make answers to these questions seriously.,” “I have never told a lie.,” “I can run a kilometer in 1 min”). Then we excluded two students with a diagnosis of psychiatry disorder (e.g., anxiety, depression) reported and another two students who did not successfully complete the MFT-M-R experiment. The final sample included 147 participants (48.99% female, n  = 73). The sleep quality of all these participants was evaluated based on the second round of data collection in January 2022 (T2). Ethical approval was obtained from the Ethics Committee of the School of Psychology, South China Normal University. Written informed consent was provided by all participants. The researchers clarified the purpose of our research to the participants and assured them of the confidentiality and voluntary nature of the study. The tests and questionnaires were administered in the classroom during class time.

2.2 Measurements

2.2.1 the revised backward masking majority function task.

We used the revised backward masking majority function task (MFT-M-R) ( Wu et al., 2016 ; He et al., 2022 ) to estimate the CCC of each participant. The stimuli and procedure of the MFT-M-R are shown in Figure 2 . At the beginning of each trial, a central fixation was present for 0–500 milliseconds (ms), and then a set of left and right-pointing arrows appeared in eight possible locations around the fixation. The exposure time (ET) of these arrows was 250, 500, 1,000 or 2,000 ms, and the trial ended with a mask consisting of eight diamond shapes displayed for 500 ms at the same eight locations. After the masking disappears, a fixation of 0–1750 ms appears. Students were required to press a key to indicate the direction of most arrows pointing (“F” for left-pointing and “J” for right-pointing) as accurately and rapidly as possible, within a 2,500-ms window starting as the onset of the arrow set. If they could not identify the majority of arrow directions within the ET, they were instructed to guess the answer as a response. After the response window, 750-ms feedback would be given on the screen to tell whether the response was correct, followed by a post-stimulus fixation period of 1,000–1,500 ms. The total time of each trial was 6,300 ms. The length of the arrow and the diameter of each diamond was 0.37 ° of visual angle while the radius from the fixation cross to the center of an arrow subtended approximately 1.5° of visual angle. The MFT-M-R was in a 3 (ET: 0.25, 0.5, 1, 2 s) × 6 (set ratio: 2:1, 4:1, 3:2) factorial design. The set ratio refers to the ratio between the number of arrows pointing to the majority direction versus the number of arrows pointing to the minority direction. The set size (total number of arrows) could be 3 or 5, and therefore the set ratio was 2:1 for the three-arrow set and 4:1, or 3:2 for the five-arrow set. This task is an adaptive test that terminates when the predetermined management length or measurement accuracy level is reached. Combining these two rules in MFT-M-R, 216 trials were used as the predetermined length, and SE was used as an indicator of measurement accuracy (SEs < 0.01–0.1 with intervals of 0.01). The SE in this study was 0.01. Participants could have a break between blocks. The entire task lasts about 20 min.

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Figure 2 . Stimuli and procedure of the backward masking majority function task (MFT-M). (A) Timeline of stimuli presentation in each trial (example of a trial with set ratio = 2:1). (B) Design of the exposure time (ET) of the arrow sets (pink bar) and the corresponding timeline. (C) Design of arrow sets with different ratios between the number of arrows pointing in the majority direction: the number of arrows pointing in the minority direction.

MFT-M-R was programmed to run on E-Prime (Version 1.3, Psychology Software Tools Inc., 2002; RRID: SCR_009567) and presented on a computer. Each participant was accompanied by an experimental assistant throughout the experiment to make sure that the task requirements were well understood. The assistant observed and recorded the participant’s behaviors.

2.2.2 Sleep quality

This study used the Pittsburgh Sleep Quality Index (PSQI) to test the sleep quality of the sample. The scale has been developed and revised successively and has been proven to have good reliability and validity ( α  = 0.84) ( Buysse et al., 1989 ; Liu et al., 1996 ). The PSQI consists of 19 self-evaluation items, 18 of which can be combined into 7 components, and the 19th item is not scored. Each component is scored from 0 to 3, and the cumulative score for each component is the total PSQI score (0 to 21 points). The evaluation period is the latest month, and the higher the score, the worse the sleep quality. The Cronbach’s α coefficient of this scale was 0.86, indicating excellent internal consistency.

2.2.3 Emotional distress

A Chinese version of the Depression-Anxiety-Stress Scale or DASS-21 ( Gong et al., 2010 ; Evans et al., 2020 ) was employed to collect information on emotional distress in the sample. The DASS-21 uses a four-point scale ranging from 0 (“does not apply to me at all”) to 3 (“applies to me most or most of the time”). The questionnaire includes three subscales (depression, anxiety and stress), each of which has seven items. All the 21 items on the DASS-21 add up to provide a measure of the overall emotional distress ( Evans et al., 2020 ), ranging from 0 to 63. A higher score indicates a higher level of emotional distress. The Cronbach’s α coefficient of this scale was 0.94, indicating excellent internal consistency.

2.2.4 Trait mindfulness

This study selected the five-facet mindfulness questionnaire (FFMQ) to measure the participants’ mindfulness level ( Baer et al., 2008 ). Previous studies have shown that the scale has good reliability and validity in the Chinese middle school student population. The scale includes 39 questions, 20 of which are scored positively and 19 are scored negatively. FFMQ includes five factors: observing, describing, acting with awareness, nonjudging of inner experience, and nonreactivity to inner experience. The number of questions, respectively, included is 8, 8, 8, 8, and 7. The scale uses a 5-level rating. The mindfulness level is assessed by the total score of five dimensions, and the higher the total score, the higher the mindfulness level. The Cronbach’s α coefficient of this scale was 0.79, indicating excellent internal consistency.

2.2.5 Controlled variables

Participants’ gender (female marked as 0; male marked as 1) were included as covariates in the analysis of all models. In addition, this research collected medical history information to rule out the impact of diseases on sleep quality. The above data are self-reported by students.

2.3 Statistical analysis

2.3.1 the revised backward masking majority function task.

Response time and accuracy rate were also computed and analyzed using MATLAB R2016b of Mathworks 1 and IBM SPSS 22.0 2 . Any trial with no response was considered an invalid trial and was excluded from RT analysis. For each condition, trials with RT beyond three SDs of the average RT were regarded as outliers and also excluded from further analysis of RT. Each participant’s CCC was estimated based on the relationship between response accuracy and information rate (i.e., the amount of information needed to be processed in each second) ( Wu et al., 2016 ). In brief, the amount of information conveyed by the arrow set was computed based on a perception decision-making strategy (grouping-search strategy), which is 2.58, 2.91, and 4.91 bit(s) for the 2:1, 4:1, and 3:2 ratio conditions, respectively. The information rate in each condition was computed as information amount divided by the ET, in the unit of bit per second (bps). The CCC was estimated as the information rate in which the accuracy started to drop, indicating the rate of information input began to exceed the capacity. Estimation of the CCC was implemented using a maximum likelihood estimation approach to fit the model of accuracy as a function of information amount and ET across all conditions, with CCC as the free parameter. The MATLAB script for estimating the CCC was downloaded from.

2.3.2 Questionnaires

In all analyses, factors such as CCC, sleep quality, emotional distress, trait mindfulness, and age were treated as continuous variables, whereas gender was considered as a categorical variable (binary). We used SPSS 26 to examine descriptions and correlations between CCC, sleep quality, emotional distress, trait mindfulness, gender, and age. The data were standardized, and then mediation and moderation analyses were made using the process macro version 3.5 for SPSS ( Hayes, 2017 ).

In the mediation model, CCC served as an independent variable (X), with subsequent sleep quality acting as the dependent variable (Y) while trait mindfulness (M1) and emotional distress (M2) as mediators. Covariates including gender and age were controlled in the analysis. To estimate the 95% bias-corrected confidence intervals (95% CI), a bootstrapping procedure with 10,000 iterations was performed. This approach allowed for a robust assessment of the mediation effects. To address potential common method bias, Harman’s One-Factor Test was conducted.

3.1 Common method deviation test

Harman’s One-Factor Test was used to detect any possible common method bias. The results showed that the eigenvalues of 13 factors were greater than 1 and the factor with the largest eigenvalue explained 26.17%, which was less than 40%. Therefore, we believe that there was no significant common method bias.

3.2 Descriptive statistics and correlation analysis

Table 1 presents the results of descriptive statistics (means and standard deviations) and Pearson correlation analyses for the four main variables (CCC, PSQI, trait mindfulness and emotional distress) across the two time points. Specifically, CCC at T1 was negatively associated with trait mindfulness at T1 ( r  = −0.21, p  < 0.001) and with gender at T1 ( r  = −0.18, p  = 0.03). Similarly, trait mindfulness at T1 was negatively associated with emotional distress at T1 ( r  = −0.45, p  < 0.001). However, there was a significant positive correlation between CCC at T1 and emotional distress at T1( r  = 0.18, p  = 0.02), and between emotional distress at T1 and poor sleep quality at T2 ( r  = 0.23, p  = 0.01).

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Table 1 . Descriptive statistics and correlation analysis between variables.

3.3 Mediation model test

The results of the mediation analysis were showed in Table 2 and Figure 3 , indicating that the association between CCC and poor sleep quality was mediated by trait mindfulness and emotional distress in sequence. The total effect model explained 0.47% of the variance in poor sleep quality at T2 ( R  = 0.07, MSE = 1.01, F2, 144 = 0.34, p  = 0.71). The nonsignificant total effect suggests that CCC at T1 did not sufficiently explain poor sleep quality at T2 alone, so H1 was not supported. When considering trait mindfulness and emotional distress as mediators, path a1 showed a significant negative association between CCC and trait mindfulness at T1 ( β  = −0.20, SE = 0.08, t  = −2.42, p  = 0.02, 95% CI = [−0.37, −0.04]), with CCC accounting for 4.87% of the variance in trait mindfulness. However, since path b2 was not significant ( β  = −0.07, SE = 0.09, t  = −0.74, p  = 0.46, 95% CI = [−0.25, 0.11]), the indirect effect of trait mindfulness as a mediator was also nonsignificant, and H2 was rejected. Similarly, although path b1 revealed a significant positive correlation from emotional distress at T1 to poor sleep quality(PSQI) at T2 ( β  = 0.21, SE = 0.09, t  = 2.29, p  = 0.02, 95% CI = [0.03, 0.39]), path a2 was not significant ( β  = 0.09, SE = 0.08, t  = 1.11, p  = 0.27, 95% CI = [−0.07, 0.24]), so the indirect effect of emotional distress as a mediator was not significant. Therefore, H3 was not proved. However, path d was the same as path a1, which revealed a significant negative correlation from trait mindfulness at T1 to emotional distress at T1 ( β  = −0.43, SE = 0.08, t  = −5.66, p  < 0.001, 95% CI = [−0.58, 0.28]). The indirect effect of trait mindfulness and that of emotional distress as mediators were significant, so H4 was supported. Notably, the negative though nonsignificant direct effect ( β  = −0.10, SE = 0.08, t  = −1.24, p  = 0.22, 95% CI = [−0.27, 0.06]) along with the positive and significant total indirect effect ( β  = 0.06, SE = 0.03, 95% CI = [0.01, 0.13]) suggests a suppressing effect of emotional distress on the relationship between CCC at T1 and poor sleep quality at T2. The mediation model accounted for 7.44% of the variance in poor sleep quality at T2 ( R  = 0.25, MSE = 0.96, F4, 142 = 2.39, p  = 0.05).

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Table 2 . Results of the multiple mediation analysis.

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Figure 3 . The mediation effects of trait mindfulness and emotional distress at T1 on the relationship between CCC at T1 and sleep quality at T2. * p  < 0.05; ** p  < 0.01.

4 Discussion

The present study constructed a sequential mediation model that demonstrated the roles of trait mindfulness and emotional distress in shaping poor sleep quality among high school students with high CCC. It may contribute to our understanding of how CCC impacts sleep quality. Our results revealed that CCC was indirectly associated with poor sleep quality in a sequential mediation first through trait mindfulness and then through emotional distress. It is worth noting that these studies were conducted on the assumption that the capacity of cognitive control was positively correlated with sleep quality. However, suppressing effects may exist in cases where the direct effect is not significant ( MacKinnon et al., 2000 ). Because indirect and direct effects are indicated by different signs, one negative and the other positive,the direct effect of capacity of cognitive control on sleep quality was suppressed ( Wen and Ye, 2014 ). Although the direct effect of CCC on later sleep quality was not significant, the indirect effect, due to the mediation of trait mindfulness and emotional distress effect, turned out to be significant. The most significant contribution of the current research may lie in its clarification of the sequential and indirect role of trait mindfulness and emotional distress as a mechanism explaining the link between CCC and sleep quality. However, neither trait mindfulness nor emotional distress independently mediated the relationship between CCC and sleep quality. This finding substantiates the strength model of self-control, which postulates that self-control relies on a finite energy reserve, and its exertion gradually depletes this reserve. This mechanism would make people with high CCC levels have fewer energy resources to allocate to other mental activities.

The present study extended previous research on CCC and sleep by showing that CCC was negatively (rather than positively) correlated with trait mindfulness. This result may be explained from the following two perspectives. On the one hand, the non-judgmental attitude is an important criterion for measuring the trait mindfulness, and it is related to automatic attention ( Kabat-Zinn, 1990 ; Kabat-Zinn, 1994 ). Studies failed to find any positive effects of mindfulness on conscious control components in the process of practicing mindfulness ( Malinowski et al., 2017 ; Norris et al., 2018 ). On the other hand, mindfulness was found to have less conscious control over task-independent stimuli ( Slagter et al., 2007 ; Howells et al., 2012 ; Moore et al., 2012 ; Atchley et al., 2016 ). However, CCC can limit the occurrence of this automatic attention to some extent ( Hofmann et al., 2009 ). The level of CCC can reflect an individual’s control ability to overcome immediate stimuli ( Hofmann et al., 2009 ). Therefore, individuals with high levels of cognitive control capacity may have lower levels of trait mindfulness.

Furthermore, it’s important to note that in most studies, the cognitive tasks were performed immediately after the mindfulness intervention. In mindful meditation, the neural signature of attention could be detected very early, just a few minutes after the start of mindful intervention ( Lakey et al., 2011 ). This rapid effect was found to be particularly pronounced for concentration ( Chiesa et al., 2011 ). But would the effect last? If not, it can be argued that the effects reported after the long-term intervention may simply result from the participant’s most recent mindfulness training ( Fjorback et al., 2011 ). Our study compared a stable level of cognitive ability with a stable level of mindfulness, with the intention of shedding light on the discrepancies between our findings and the hypotheses proposed regarding the positive association between cognitive control capacity (CCC) and trait mindfulness.

Inconsistent with our hypothesis, the positive relationship between trait mindfulness and sleep quality was not significant. This can be explained by the fact that mindfulness is complex and not always beneficial ( Hafenbrack and Vohs, 2018 ; Britton, 2019 ). Indeed, a study highlighted a crucial turning point in meditation practices, where below a certain point the practices facilitate sleep and above which they tend to inhibit sleep ( Britton et al., 2010 ). These findings shed light on the potential effects of meditation practices on sleep patterns, with implications for individuals seeking to optimize their sleep quality through mindfulness exercises. Low practice volume in subjects of Mindfulness-Based Cognitive Therapy increased sleep duration, but as practice volume approached 30 min per day, sleep duration and depth began to decrease and cortical arousal (awakenings and micro-arousals) started to increase. Long-term meditators were also found to have worse sleep than non-meditators, with cortical arousal linearly correlated with lifetime meditation practice volume ( Ferrarelli et al., 2013 ). Additionally, studies comparing different types of practice of mindfulness found that body awareness exercises were to a lesser extent associated with unwanted effects caused by mindfulness, while attention exercises were more often related to unwanted effects ( Cebolla et al., 2017 ).

Furthermore, we failed to find that CCC was significantly correlated with emotional distress, and the mediation effect of emotional distress proved to be insignificant. Perhaps this is because the association between cognitive control and emotions is more reflected in emotional regulation and may have little impact on emotional distress ( Tice and Bratslavsky, 2000 ).

This study has several strengths. It used CCC as an independent variable to investigate its effect on sleep quality. Conceptually, the CCC can probe the upper limit of cognitive control of information processing, and the inclusion of trait mindfulness and emotional distress can help investigate the mechanisms underlying sleep quality and cognitive control. Methodologically, we adopted the MFT-M-R paradigm to measure CCC, which can more accurately reflect the level of individual cognitive control. From an educational perspective, the current findings may advance our understanding of the relationship between sleep and cognitive control in adolescents, offering insights into prospective intervention strategies. We identified trait mindfulness and emotional distress as two important mediators and depicted how they worked. Our main findings have implications for the development and refinement of interventions aimed at overcoming sleep problems in adolescents. Specifically, given the important role of self-control, interventions can incorporate techniques to enhance self-control. In addition, we should upgrade our understanding of the role of mindfulness. The practice of mindfulness may serve as a feasible technique for counterbalancing the influence of unconscious representations ( Dehaene, 2018 ), compensating for the inherent instability of self-control in adolescents, improving self-regulation and potentially buffering the adverse effects of emotional distress on sleep health. Therefore, interventions such as school-based mindfulness practices and group counseling are interventions that can be focused on in future research.

Despite its findings, the present study has several limitations. First, the sample of participants was limited for they were recruited only from senior high school students in a Chinese middle school. Therefore, it may not be adequately representative of the adolescent population in general. It is recommended that future research endeavors aim to improve the diversity of participants’ backgrounds. This would help to ensure a more comprehensive understanding of the effects of mindfulness practices on various populations. Such an approach would enhance the generalizability and applicability of research findings, ultimately benefiting individuals from diverse cultural, social, and economic backgrounds. Secondly, due to the long duration (40 min) of the MFT-M-R experiment, this study collected valid data from only 149 participants. The limited sample size might have caused sampling error. Therefore, increasing the sample size to improve the reliability of the results is necessary. Last, we employed a two-wave longitudinal design. Such a design is very commonly used in organizational psychology (e.g., Burić et al., 2019 ; Muntz and Dormann, 2020 ; Spagnoli et al., 2021 ) and has advantages over the cross-sectional design. However, as some researchers suggest that the minimum number of waves in a longitudinal design should be three (e.g., Ployhart and Vandenberg, 2010 ), future research could include more waves of data collection when examining the relationships between CCC, trait mindfulness, emotional distress, and sleep quality, particularly if researchers are interested in exploring potential mediators. Besides, given the myriad definitions of mindfulness and different components of trait mindfulness, further research could investigate the nuances of trait mindfulness and how the varying components may individually affect sleep quality. This would allow for targeted clinical interventions to focus not only on practices of teaching mindfulness but also on finding which aspects of mindfulness are most useful in improving sleep quality. Future scholars could explore the possible mechanisms behind the association between different components of mindfulness and sleep quality, facilitating clinical interventions more effectively. Finally, this study yielded several results that were not consistent with the hypothesis, and the reasons for these results require further research.

5 Conclusion

This study contributes to our understanding of how cognitive control capacity impacts sleep quality. We found that CCC was indirectly associated with poor sleep quality in a sequential mediation first through trait mindfulness and then through emotional distress. The study provides implications for future exploration of the mechanism behind the relationship between cognitive control and sleep quality, as well as practical solutions for sleep problems, including clinical interventions.

Data availability statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Ethics statement

The studies involving humans were approved by Ethics Committee of the School of Psychology, South China Normal University. The studies were conducted in accordance with the local legislation and institutional requirements. Written informed consent for participation in this study was provided by each participant’s legal guardian or next of kin.

Author contributions

YW: Data curation, Formal analysis, Investigation, Methodology, Writing – original draft, Writing – review & editing. HL: Data curation, Writing – original draft, Writing – review & editing. XL: Writing – original draft, Writing – review & editing. BZ: Writing – original draft, Writing – review & editing. MH: Writing – original draft, Writing – review & editing. CC: Data curation, Formal analysis, Investigation, Methodology, Writing – original draft, Writing – review & editing.

The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. This work was supported by the Philosophy and Social Science Fund of the 13th Five-year Plan of Guangdong Province of China (grant number: GD20CXL03), the Double First-Class Construction Project of China–South China University of Technology (grant number: K5200690), and China Scholarship Council (grant number: 202306150020).

Conflict of interest

BZ was employed by Guangzhou Branch of China Mobile Group Guangdong Company Limited.

The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

1. ^ www.mathworks.cn/products/matlab.html

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Keywords: capacity of cognitive control, trait mindfulness, emotional distress, sleep quality, sequential mediation

Citation: Wang Y, Lin H, Liu X, Zhu B, He M and Chen C (2024) Associations between capacity of cognitive control and sleep quality: a two-wave longitudinal study. Front. Psychol . 15:1391761. doi: 10.3389/fpsyg.2024.1391761

Received: 26 February 2024; Accepted: 05 June 2024; Published: 17 June 2024.

Reviewed by:

Copyright © 2024 Wang, Lin, Liu, Zhu, He and Chen. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY) . The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Caiqi Chen, [email protected]

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.

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The Nightly Challenge: Sleep Disorders in ADHD Children

Sleep disturbances may occur in roughly half of children diagnosed with adhd..

Posted June 19, 2024 | Reviewed by Lybi Ma

  • Why Is Sleep Important?
  • Find a sleep therapist near me
  • Better sleep practices result in improved productivity during the day and can prevent adverse health effects.
  • Maintaining good sleep hygiene is a first line of defense for managing sleep disturbances.
  • Melatonin supplements may be useful for promoting and maintaining sleep.

My ADHD son is a night owl. He will be awake long after I am sound asleep, watching a video on YouTube, gaming on his computer, or talking with friends. Sleep disturbances are common in individuals with ADHD and may occur in up to half of the ADHD population, making a restful night’s slumber difficult. Prior to puberty, 10 to 15 percent of children with ADHD have trouble getting to sleep. This is twice the rate found in children and adolescents who do not have ADHD. Approximately half of children with ADHD have difficulty falling asleep almost every night by the time they reach adolescence . Sleep disturbances in ADHD don’t only lead to difficulty falling asleep, but also difficulty staying asleep and waking up.

Why have sleep disturbances been overlooked?

According to ADHD expert, William Dodson, MD, sleep disturbances in ADHD have been overlooked since they, on average, occur later (around 12 years old) than the diagnosis cutoff age of 7 years old specified in the Diagnostic and Statistical Manual of Mental Disorders (DSM, American Psychiatric Association, 2013).

The association between ADHD and sleep disturbances is not fully understood. Other disorders associated with sleep disturbances, like bipolar disorder , autism , post- traumatic stress disorder, and obsessive-compulsive disorder often co-occur with ADHD. In addition, the use of stimulant medications to treat ADHD symptoms has also been attributed to sleep disturbances (rather than ADHD itself). However, in some cases stimulant medication has been found to improve sleep, having a paradoxical effect of decreasing restlessness through the alleviation of ADHD symptoms.

Why is it important to address sleep concerns in ADHD?

The obvious answer is to decrease drowsiness and tiredness during the day to increase focus and productivity . In addition, sleep disorders like obstructive sleep apnea, restless leg syndrome, and circadian rhythm disruptions occur at a higher rate in individuals with ADHD than in the general population, posing adverse health effects, like high blood pressure.

How can we help our ADHD kids with sleep disturbances?

We spend a significant amount of time helping our ADHD kids manage their symptoms during the day, but ADHD does not go away at night. Many individuals with ADHD will report that they have difficulty “shutting off their brains” at night when it’s time to hit the hay. My son mentions that he must be naturally tired and will often fall asleep watching YouTube videos on his phone. He often finds it difficult to fall asleep at a reasonable time, even if he needs to be up early the next day.

  • Establish healthy sleep practices

Sleep hygiene includes behavioral and environmental factors that can promote a good night’s sleep. Good sleep hygiene includes things like establishing a bedtime routine, having a calming, pleasant sleep environment, and avoiding naps during the day. Other considerations are the use of electronic devices and caffeine consumption close to bedtime. The set of sleep hygiene conditions is highly individualized. For example, my son likes to use a white noise machine to help him fall asleep, which may be annoying to some. Other individuals may need to put in earplugs and wear a sleep mask to block out all noise and light. Setting an alert on your smartphone or watch 30 minutes before bedtime, indicating it’s time to wind down, may also help.

Pharmacological treatments, like melatonin supplements, may be useful for sleep disturbances associated with ADHD. The hormone melatonin is produced in the brain in response to darkness, signaling to our bodies that it’s time to go to sleep. In children (and adults) with ADHD the onset in the production of melatonin is delayed, occurring around 10:15 PM. In addition, it can take up to two hours after melatonin production for sleep to occur, which can contribute to your ADHD child being a night owl. Melatonin supplements help to induce and maintain sleep, including in children with ADHD. Although melatonin supplements are safe, before starting a pharmacological treatment be sure to consult your child’s doctor.

  • Consider your daily schedule

School and work schedules are, in general, not flexible. However, sometimes it may be possible to set up a schedule that works with being a night owl. For example, my son prefers his college classes to be scheduled between 11:00 AM and 5:00 PM, since he likes to stay up late, and his focus is better in the afternoon and evening. Although it’s not always possible for him to schedule his classes during his preferred times, when he can he does. And if my son needs to make it to an 8:00 AM class he uses a two-alarm method: he sets a first alarm with a soothing sound, and a second alarm with a loud, obnoxious sound which he labeled “Rise and shine, you dimwit!” I have also been known to call my son at 4:00 AM to make sure he is awake and will make it to the airport on time for his early flight home from college.

Dodson, W. (21 May, 2024). ADHD and Sleep Problems: This is Why You’re Always Tired. ADDitude. https://www.additudemag.com/adhd-sleep-disturbances-symptoms .

Hvolby, A. (2015). Associations of sleep disturbance with ADHD: implications for treatment. Atten Defic Hyperact Disord. 7(1):1-18. doi: 10.1007/s12402-014-0151-0. Epub 2014 Aug 17. PMID: 25127644; PMCID: PMC4340974.

Olivardia, R. (28 June, 2023). Melatonin for Kids with ADHD: Is It Safe? Does It Work? ADDitude. https://www.additudemag.com/melatonin-for-kids .

Kristin Wilcox Ph.D.

Kristin Wilcox, Ph.D. , is the author of Andrew's Awesome Adventures with His ADHD Brain . She has studied ADHD medications and drug abuse behavior at Emory University and Johns Hopkins University School of Medicine.

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States of Consciousness

Sleep and Why We Sleep

Learning objectives.

  • Describe areas of the brain and hormone secretions involved in sleep
  • Describe several theories (adaptive and cognitive) aimed at explaining the function of sleep

We spend approximately one-third of our lives sleeping. Given the average life expectancy for U.S. citizens falls between 73 and 79 years old (Singh & Siahpush, 2006), we can expect to spend approximately 25 years of our lives sleeping. Some animals never sleep (e.g., several fish and amphibian species); other animals can go extended periods of time without sleep and without apparent negative consequences (e.g., dolphins); yet some animals (e.g., rats) die after two weeks of sleep deprivation (Siegel, 2008). Why do we devote so much time to sleeping? Is it absolutely essential that we sleep? This section will consider these questions and explore various explanations for why we sleep.

What is Sleep?

You have read that sleep is distinguished by low levels of physical activity and reduced sensory awareness. As discussed by Siegel (2008), a definition of sleep must also include mention of the interplay of the circadian and homeostatic mechanisms that regulate sleep. Homeostatic regulation of sleep is evidenced by sleep rebound following sleep deprivation. Sleep rebound refers to the fact that a sleep-deprived individual will tend to take longer falling asleep during subsequent opportunities for sleep. Sleep is characterized by certain patterns of activity of the brain that can be visualized using electroencephalography (EEG), and different phases of sleep can be differentiated using EEG as well (Figure 1).

A polysonograph shows 14 rows of waves with some rows appearing visually similar. Rows 1–2, rows 4–7, and rows 9–11 show similar patterns. Rows 4–7 are outlined in read to emphasize the similarity in wave patterns.

Sleep-wake cycles seem to be controlled by multiple brain areas acting in conjunction with one another. Some of these areas include the thalamus, the hypothalamus, and the pons. As already mentioned, the hypothalamus contains the SCN—the biological clock of the body—in addition to other nuclei that, in conjunction with the thalamus, regulate slow-wave sleep. The pons is important for regulating rapid eye movement (REM) sleep (National Institutes of Health, n.d.).

Sleep is also associated with the secretion and regulation of a number of hormones from several endocrine glands including: melatonin, follicle stimulating hormone (FSH), luteinizing hormone (LH), and growth hormone (National Institutes of Health, n.d.). You have read that the pineal gland releases melatonin during sleep (Figure 2). Melatonin is thought to be involved in the regulation of various biological rhythms and the immune system (Hardeland et al., 2006). During sleep, the pituitary gland secretes both FSH and LH which are important in regulating the reproductive system (Christensen et al., 2012; Sofikitis et al., 2008). The pituitary gland also secretes growth hormone, during sleep, which plays a role in physical growth and maturation as well as other metabolic processes (Bartke, Sun, & Longo, 2013).

An illustration of a brain shows the locations of the hypothalamus, thalamus, pons, suprachiasmatic nucleus, pituitary gland, and pineal gland.

Why Do We Sleep?

Given the central role that sleep plays in our lives and the number of adverse consequences that have been associated with sleep deprivation, one would think that we would have a clear understanding of why it is that we sleep. Unfortunately, this is not the case; however, several hypotheses have been proposed to explain the function of sleep.

Adaptive Function of Sleep

One popular hypothesis of sleep incorporates the perspective of evolutionary psychology. Evolutionary psychology is a discipline that studies how universal patterns of behavior and cognitive processes have evolved over time as a result of natural selection . Variations and adaptations in cognition and behavior make individuals more or less successful in reproducing and passing their genes to their offspring. One hypothesis from this perspective might argue that sleep is essential to restore resources that are expended during the day. Just as bears hibernate in the winter when resources are scarce, perhaps people sleep at night to reduce their energy expenditures. While this is an intuitive explanation of sleep, there is little research that supports this explanation. In fact, it has been suggested that there is no reason to think that energetic demands could not be addressed with periods of rest and inactivity (Frank, 2006; Rial et al., 2007), and some research has actually found a negative correlation between energetic demands and the amount of time spent sleeping (Capellini, Barton, McNamara, Preston, & Nunn, 2008).

Another evolutionary hypothesis of sleep holds that our sleep patterns evolved as an adaptive response to predatory risks, which increase in darkness. Thus we sleep in safe areas to reduce the chance of harm. Again, this is an intuitive and appealing explanation for why we sleep. Perhaps our ancestors spent extended periods of time asleep to reduce attention to themselves from potential predators. Comparative research indicates, however, that the relationship that exists between predatory risk and sleep is very complex and equivocal. Some research suggests that species that face higher predatory risks sleep fewer hours than other species (Capellini et al., 2008), while other researchers suggest there is no relationship between the amount of time a given species spends in deep sleep and its predation risk (Lesku, Roth, Amlaner, & Lima, 2006).

It is quite possible that sleep serves no single universally adaptive function, and different species have evolved different patterns of sleep in response to their unique evolutionary pressures. While we have discussed the negative outcomes associated with sleep deprivation, it should be pointed out that there are many benefits that are associated with adequate amounts of sleep. A few such benefits listed by the National Sleep Foundation (n.d.) include maintaining healthy weight, lowering stress levels, improving mood, and increasing motor coordination, as well as a number of benefits related to cognition and memory formation.

Cognitive Function of Sleep

Another theory regarding why we sleep involves sleep’s importance for cognitive function and memory formation (Rattenborg, Lesku, Martinez-Gonzalez, & Lima, 2007). Indeed, we know sleep deprivation results in disruptions in cognition and memory deficits (Brown, 2012), leading to impairments in our abilities to maintain attention, make decisions, and recall long-term memories. Moreover, these impairments become more severe as the amount of sleep deprivation increases (Alhola & Polo-Kantola, 2007). Furthermore, slow-wave sleep after learning a new task can improve resultant performance on that task (Huber, Ghilardi, Massimini, & Tononi, 2004) and seems essential for effective memory formation (Stickgold, 2005). Understanding the impact of sleep on cognitive function should help you understand that cramming all night for a test may be not effective and can even prove counterproductive.

Watch this video to learn more about the function of sleep and the harmful effects of sleep deprivation.

You can view the transcript for “What would happen if you didn’t sleep? – Claudia Aguirre” here (opens in new window) .

Sleep has also been associated with other cognitive benefits. Research indicates that included among these possible benefits are increased capacities for creative thinking (Cai, Mednick, Harrison, Kanady, & Mednick, 2009; Wagner, Gais, Haider, Verleger, & Born, 2004), language learning (Fenn, Nusbaum, & Margoliash, 2003; Gómez, Bootzin, & Nadel, 2006), and inferential judgments (Ellenbogen, Hu, Payne, Titone, & Walker, 2007). It is possible that even the processing of emotional information is influenced by certain aspects of sleep (Walker, 2009).

Learn about the connection between memory and sleep in the following clip:

You can view the transcript for “The Connection between Memory and Sleep – Science Nation” here (opens in new window) .

Think It Over

Have you (or someone you know) ever experienced significant periods of sleep deprivation because of simple insomnia, high levels of stress, or as a side effect from a medication? What were the consequences of missing out on sleep?

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  • Sleep and Why We Sleep. Authored by : OpenStax College. Located at : https://openstax.org/books/psychology-2e/pages/4-2-sleep-and-why-we-sleep . License : CC BY: Attribution . License Terms : Download for free at https://openstax.org/books/psychology-2e/pages/1-introduction/.

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  • What would happen if you didnt sleep? – Claudia Aguirre. Authored by : Ted-Ed. Located at : https://www.youtube.com/watch?v=dqONk48l5vY . License : Other . License Terms : Standard YouTube License
  • The Connection between Memory and Sleep – Science Nation. Authored by : National Science Foundation. Located at : https://www.youtube.com/watch?v=ObuaXhtKbVY . License : All Rights Reserved

sleep-deprived individuals will experience longer sleep latencies during subsequent opportunities for sleep

discipline that studies how universal patterns of behavior and cognitive processes have evolved over time as a result of natural selection

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COMMENTS

  1. Why sleep is important

    Sleep is essential for a person's health and wellbeing, according to the National Sleep Foundation (NSF). Yet millions of people do not get enough sleep and many suffer from lack of sleep. For example, surveys conducted by the NSF (1999-2004) reveal that at least 40 million Americans suffer from over 70 different sleep disorders and 60 percent of adults report having sleep problems a few ...

  2. Sleep and Dreaming

    Evolutionary psychologists believe that sleeping became part of our behavior as a result of natural selection. In regard to AP Psychology, sleep. is the periodic, natural loss of consciousness. The transition from a relaxed but awake state to. sleep. is marked by slower breathing and irregular brain waves. Sleep.

  3. 3.4: Assignment- Sleep and Dream Journal

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  4. 4.2 Sleep and Why We Sleep

    Another theory regarding why we sleep involves sleep's importance for cognitive function and memory formation (Rattenborg, Lesku, Martinez-Gonzalez, & Lima, 2007). Indeed, we know sleep deprivation results in disruptions in cognition and memory deficits (Brown, 2012), leading to impairments in our abilities to maintain attention, make ...

  5. Assignment: Sleep and Dream Journal

    Sleep and Dream Journal. STEP 1: For this assignment, you'll be keeping track of your sleep habits and your dreams in order to analyze your sleep habits and examine dream theories. To begin, make a copy of this sleep log. STEP 2: Keep track of your sleep habits and dreams for a MINIMUM of 3 days. STEP 3: While it's not guaranteed you will ...

  6. Assignments

    Psychology in the News. Compare a popular news article with research article: Biopsychology: Using Your Brain. Describe parts of the brain involved in daily activities. Brain Part Infographic. Create a visual/infographic about a part of the brain *larger assignment: State of Consciousness: Sleep Stages. Describe sleep stages and ways to improve ...

  7. Assignment: Sleep and Dream Journal

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  9. Assignments

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  16. Stages of Sleep

    Stage 2 sleep is characterized by the appearance of both sleep spindles and K-complexes. Stage 3 of sleep is often referred to as deep sleep or slow-wave sleep because these stages are characterized by low frequency (up to 4 Hz), high amplitude delta waves (Figure 4). During this time, an individual's heart rate and respiration slow ...

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  21. 2.5: Assignments

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  22. Associations between capacity of cognitive control and sleep quality: a

    1 Introduction. Sleep is a vital physiological process that plays an indispensable role in the psychosocial adjustment of individuals (Sarchiapone et al., 2014).However, sleep problems are becoming a growing concern among adolescents (Gradisar et al., 2022).The chronic deprivation of sleep or its inadequate quality can have negative effects on the cognitive and emotional functioning of ...

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  28. American Psychological Association (APA)

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  29. The Nightly Challenge: Sleep Disorders in ADHD Children

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  30. Sleep and Why We Sleep

    Sleep is also associated with the secretion and regulation of a number of hormones from several endocrine glands including: melatonin, follicle stimulating hormone (FSH), luteinizing hormone (LH), and growth hormone (National Institutes of Health, n.d.). You have read that the pineal gland releases melatonin during sleep (Figure 2).