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Understanding the Publishing Process

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What’s happening with my paper? The publication process explained

The path to publication can be unsettling when you’re unsure what’s happening with your paper. Learn about staple journal workflows to see the detailed steps required for ensuring a rigorous and ethical publication.

Your team has prepared the paper, written a cover letter and completed the submission form. From here, it can sometimes feel like a waiting game while the journal has your paper.  It can be unclear exactly who is currently handling your paper as most individuals are only involved in a few steps of the overall process. Journals are responsible for overseeing the peer review, publication and archival process: editors, reviewers, technical editors, production staff and other internal staff all have their roles in ensuring submissions meet rigorous scientific and ethical reporting standards. 

Read on for an inside look at how a conventional peer-reviewed journal helps authors transform their initial submission to a certified publication. 

Note that the description below is based on the process at PLOS journals. It is likely that at other journals, various roles (e.g. technical editor) may in fact also be played by the editor, and some journals may not have journal staff at all, with all roles played by volunteer academics. As such, please consider the processes and waypoints, rather than who performs them, as the key information.

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Internal Checks on New Submissions

Estimated time: 10 days.

When a journal first receives your submission, there are typically two separate checks to confirm that the paper is appropriate and ready for peer review:

  • Technical check.   Performed by a technical editor to ensure that the submission has been properly completed and is ready for further assessment. Blurry figures, missing ethical statements, and incomplete author affiliations are common issues that are addressed at this initial stage. Typically, there are three technical checks: upon initial submission, alongside the first decision letter, and upon acceptance. 
  • Editorial screening . Once a paper passes the first check, an editor with subject expertise assesses the paper and determines whether it is within the journal’s scope and if it could potentially meet the required publication criteria. While there may be requests for further information and minor edits from the author as needed, the paper will either be desk rejected by the editor or allowed to proceed to peer review. 

Both editors at this point will additionally make notes for items to be followed-up on at later stages. The publication process involves finding a careful balance for when each check occurs. Early checks need to be thorough so that editors with relevant expertise can focus on the scientific content and more advanced reporting standards, but no one wants to be asked to reformat references only to have their paper desk rejected a few days later. 

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Peer Review

Estimated time: 1 month.

Depending on the journal’s editorial structure, the editor who performed the initial assessment may also oversee peer review or another editor with more specific expertise may be assigned.  Regardless of the journal’s specific process, the various roles and responsibilities during peer review include:  

Initial evaluation to ensure the paper is ready for review, securing reviewers with relevant expertise and processing a decision on the paper. 
Submitting reviewer comments within a reasonable timeframe, typically around 2 weeks unless an extension is requested. 
Ensuring that the process follows journal guidelines and proceeds on an acceptable schedule; answering questions to provide assistance for editors, reviewers and authors.

When you have questions or are unsure who your manuscripts is currently with, reach out to the journal staff for help (eg. [email protected]). They will be your lifeline, connecting you to all the other contributors working to assess the manuscript. 

Whether an editor needs a reminder that all reviews are complete or a reviewer has asked for an extension, the journal acts as a central hub of communication for those involved with the publication process. As editors and reviewers are used to hearing from journal staff about their duties, any messages you send to the journal can be forwarded to them with proper context and instructions on how to proceed appropriately. Additionally, journal staff will be able to inform you of any delays, such as reviewer availability during summer and holiday periods. 

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Revision Decision

Estimated time: 1 day.

Editors evaluate peer reviewer feedback and their own expert assessment of the manuscript to reach a decision. After your editor submits a decision on your manuscript, the journal may review it before formally processing the decision and sending it on to you. 

A technical editor may scan the manuscript and the review comments to ensure that journal standards have been followed. At this stage, the technical editor will also add requests to ensure the paper, if published, will adhere to journal requirements for data sharing, copyright, ethical reporting and the like. 

Performing the second technical check at this stage and adding the journal requirements to the decision letter ultimately saves time by allowing authors to resolve the journal’s queries while making revisions based on comments from the reviewers. 

Revised Submission Received

Revised Submission Received

Estimated time: 3 days.

Upon receiving your revised submission, a technical editor will assess the revisions to confirm that the requests from the journal have been properly addressed. Before the paper is returned to the editor for their consideration, the journal needs to be confident that the paper won’t have any issues related to the metadata and reporting standards that could prevent publication. The editor may contact you to resolve any serious issues, though minor items can wait until the paper is accepted.

Subsequent Peer Review

Subsequent Peer Review

Estimated time: 2 weeks, highly variable.

When your resubmitted paper has passed the required checks, it’ll be assigned back to the same editor who handled it during the first round of peer review. At this point, your paper has gone through two sets of journal checks and one round of peer review. If all has gone well so far, the paper should feel quite solid both in terms of scientific content and proper reporting standards. 

When the editor receives your revised paper, they are asked to check if all reviewer comments have been adequately addressed and if the paper now adheres to the journal’s publication criteria. Depending on the situation, some editors may feel confident making this decision based on their own expertise while others may re-invite the previous reviewers for their opinions. 

Individual responsibilities are the same as the initial round of peer review, but it is generally expected that later stages of peer review proceed quicker unless new concerns have been introduced as part of the revision. 

Preliminary Acceptance

Preliminary Acceptance

Estimated time: 1 week.

Your editor is satisfied with the scientific quality of your work and has chosen to accept it in principle. Before it can proceed to production and typesetting, the journal office will perform it’s third and final technical check, requesting any formatting changes or additional details that may be required. 

When fulfilling these final journal requests, double check the final files to confirm all information is correct. If you need to make changes beyond those specifically required in the decision letter, inform the journal and explain why you made the unrequested changes. Any change that could affect the scientific meaning of the work will need to be approved by the handling editor. While including your rationale for the changes will help avoid delays, if there are extensive changes made at this point the paper may need to go through another round of formal review.

Formal Acceptance and Publication

Formal Acceptance and Publication

Estimated time: 2 weeks.

After a technical editor has confirmed that all requests from the provisional acceptance letter have been addressed, you will receive your formal acceptance letter. This letter indicates that your paper is being passed from the Editorial department to the production department—that all information has been editorially approved. The scientific content has been approved through peer review, and the journal’s publication requirements have been met. 

Congratulations to you and your co-authors! Your article will be available as soon as the journal transforms the submission into a typeset, consistently structured scientific manuscript, ready to be read and cited by your peers.

The contents of the Peer Review Center are also available as a live, interactive training session, complete with slides, talking points, and activities. …

The contents of the Writing Center are also available as a live, interactive training session, complete with slides, talking points, and activities. …

There’s a lot to consider when deciding where to submit your work. Learn how to choose a journal that will help your study reach its audience, while reflecting your values as a researcher…

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7 steps to publishing in a scientific journal

April 5, 2021 | 10 min read

By Aijaz Shaikh, PhD

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Before you hit “submit,” here’s a checklist (and pitfalls to avoid)

As scholars, we strive to do high-quality research that will advance science. We come up with what we believe are unique hypotheses, base our work on robust data and use an appropriate research methodology. As we write up our findings, we aim to provide theoretical insight, and share theoretical and practical implications about our work. Then we submit our manuscript for publication in a peer-reviewed journal. For many, this is the hardest part of research. In my seven years of research and teaching, I have observed several shortcomings in the manuscript preparation and submission process that often lead to research being rejected for publication. Being aware of these shortcomings will increase your chances of having your manuscript published and also boost your research profile and career progression.

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In this article, intended for doctoral students and other young scholars, I identify common pitfalls and offer helpful solutions to prepare more impactful papers. While there are several types of research articles, such as short communications, review papers and so forth, these guidelines focus on preparing a full article (including a literature review), whether based on qualitative or quantitative methodology, from the perspective of the management, education, information sciences and social sciences disciplines.

Writing for academic journals is a highly competitive activity, and it’s important to understand that there could be several reasons behind a rejection. Furthermore, the journal peer-review process is an essential element of publication because no writer could identify and address all potential issues with a manuscript.

1. Do not rush submitting your article for publication.

In my first article for Elsevier Connect – “Five secrets to surviving (and thriving in) a PhD program” – I emphasized that scholars should start writing during the early stages of your research or doctoral study career. This secret does not entail submitting your manuscript for publication the moment you have crafted its conclusion. Authors sometimes rely on the fact that they will always have an opportunity to address their work’s shortcomings after the feedback received from the journal editor and reviewers has identified them.

A proactive approach and attitude will reduce the chance of rejection and disappointment. In my opinion, a logical flow of activities dominates every research activity and should be followed for preparing a manuscript as well. Such activities include carefully re-reading your manuscript at different times and perhaps at different places. Re-reading is essential in the research field and helps identify the most common problems and shortcomings in the manuscript, which might otherwise be overlooked. Second, I find it very helpful to share my manuscripts with my colleagues and other researchers in my network and to request their feedback. In doing so, I highlight any sections of the manuscript that I would like reviewers to be absolutely clear on.

2. Select an appropriate publication outlet.

I also ask colleagues about the most appropriate journal to submit my manuscript to; finding the right journal for your article can dramatically improve the chances of acceptance and ensure it reaches your target audience.

Elsevier provides an innovative  Journal Finder opens in new tab/window  search facility on its website. Authors enter the article title, a brief abstract and the field of research to get a list of the most appropriate journals for their article. For a full discussion of how to select an appropriate journal see Knight and Steinbach (2008).

Less experienced scholars sometimes choose to submit their research work to two or more journals at the same time. Research ethics and policies of all scholarly journals suggest that authors should submit a manuscript to only one journal at a time. Doing otherwise can cause embarrassment and lead to copyright problems for the author, the university employer and the journals involved.

3. Read the aims and scope and author guidelines of your target journal carefully.

Once you have read and re-read your manuscript carefully several times, received feedback from your colleagues, and identified a target journal, the next important step is to read the aims and scope of the journals in your target research area. Doing so will improve the chances of having your manuscript accepted for publishing. Another important step is to download and absorb the author guidelines and ensure your manuscript conforms to them. Some publishers report that one paper in five does not follow the style and format requirements of the target journal, which might specify requirements for figures, tables and references.

Rejection can come at different times and in different formats. For instance, if your research objective is not in line with the aims and scope of the target journal, or if your manuscript is not structured and formatted according to the target journal layout, or if your manuscript does not have a reasonable chance of being able to satisfy the target journal’s publishing expectations, the manuscript can receive a desk rejection from the editor without being sent out for peer review. Desk rejections can be disheartening for authors, making them feel they have wasted valuable time and might even cause them to lose enthusiasm for their research topic. Sun and Linton (2014), Hierons (2016) and Craig (2010) offer useful discussions on the subject of “desk rejections.”

4. Make a good first impression with your title and abstract.

The title and abstract are incredibly important components of a manuscript as they are the first elements a journal editor sees. I have been fortunate to receive advice from editors and reviewers on my submissions, and feedback from many colleagues at academic conferences, and this is what I’ve learned:

The title should summarize the main theme of the article and reflect your contribution to the theory.

The abstract should be crafted carefully and encompass the aim and scope of the study; the key problem to be addressed and theory; the method used; the data set; key findings; limitations; and implications for theory and practice.

Dr. Angel Borja goes into detail about these components in “ 11 steps to structuring a science paper editors will take seriously .”

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5. Have a professional editing firm copy-edit (not just proofread) your manuscript, including the main text, list of references, tables and figures.

The key characteristic of scientific writing is clarity. Before submitting a manuscript for publication, it is highly advisable to have a professional editing firm copy-edit your manuscript. An article submitted to a peer-reviewed journal will be scrutinized critically by the editorial board before it is selected for peer review. According to a statistic shared by Elsevier, between 30 percent and 50 percent of articles submitted to Elsevier journals are rejected before they even reach the peer-review stage, and one of the top reasons for rejection is poor language. A properly written, edited and presented text will be error free and understandable and will project a professional image that will help ensure your work is taken seriously in the world of publishing. On occasion, the major revisions conducted at the request of a reviewer will necessitate another round of editing. Authors can facilitate the editing of their manuscripts by taking precautions at their end. These include proofreading their own manuscript for accuracy and wordiness (avoid unnecessary or normative descriptions like “it should be noted here” and “the authors believe) and sending it for editing only when it is complete in all respects and ready for publishing. Professional editing companies charge hefty fees, and it is simply not financially viable to have them conduct multiple rounds of editing on your article. Applications like the spelling and grammar checker in Microsoft Word or Grammarly are certainly worth applying to your article, but the benefits of proper editing are undeniable. For more on the difference between proofreading and editing, see the description in Elsevier’s WebShop.

6. Submit a cover letter with the manuscript.

Never underestimate the importance of a cover letter addressed to the editor or editor-in-chief of the target journal. Last year, I attended a conference in Boston. A “meet the editors” session revealed that many submissions do not include a covering letter, but the editors-in-chief present, who represented renewed and ISI-indexed Elsevier journals, argued that the cover letter gives authors an important opportunity to convince them that their research work is worth reviewing.

Accordingly, the content of the cover letter is also worth spending time on. Some inexperienced scholars paste the article’s abstract into their letter thinking it will be sufficient to make the case for publication; it is a practice best avoided. A good cover letter first outlines the main theme of the paper; second, argues the novelty of the paper; and third, justifies the relevance of the manuscript to the target journal. I would suggest limiting the cover letter to half a page. More importantly, peers and colleagues who read the article and provided feedback before the manuscript’s submission should be acknowledged in the cover letter.

7. Address reviewer comments very carefully.

Editors and editors-in-chief usually couch the acceptance of a manuscript as subject to a “revise and resubmit” based on the recommendations provided by the reviewer or reviewers. These revisions may necessitate either major or minor changes in the manuscript. Inexperienced scholars should understand a few key aspects of the revision process. First, it important to address the revisions diligently; second, is imperative to address all the comments received from the reviewers and avoid oversights; third, the resubmission of the revised manuscript must happen by the deadline provided by the journal; fourth, the revision process might comprise multiple rounds. The revision process requires two major documents. The first is the revised manuscript highlighting all the modifications made following the recommendations received from the reviewers. The second is a letter listing the authors’ responses illustrating they have addressed all the concerns of the reviewers and editors. These two documents should be drafted carefully. The authors of the manuscript can agree or disagree with the comments of the reviewers (typically agreement is encouraged) and are not always obliged to implement their recommendations, but they should in all cases provide a well-argued justification for their course of action.

Given the ever increasing number of manuscripts submitted for publication, the process of preparing a manuscript well enough to have it accepted by a journal can be daunting. High-impact journals accept less than 10 percent of the articles submitted to them, although the acceptance ratio for special issues or special topics sections is normally over 40 percent. Scholars might have to resign themselves to having their articles rejected and then reworking them to submit them to a different journal before the manuscript is accepted.

The advice offered here is not exhaustive but it’s also not difficult to implement. These recommendations require proper attention, planning and careful implementation; however, following this advice could help doctoral students and other scholars improve the likelihood of getting their work published, and that is key to having a productive, exciting and rewarding academic career.

Acknowledgements

I would like to thank Professor Heikki Karjaluoto, Jyväskylä University School of Business and Economics for providing valuable feedback on this article.

Sun, H., & Linton, J. D. (2014).

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How to publish your research

A step-by-step guide to getting published.

Publishing your research is an important step in your academic career. While there isn’t a one-size-fits-all approach, this guide is designed to take you through the typical steps in publishing a research paper.

Discover how to get your paper published, from choosing the right journal and understanding what a peer reviewed article is, to responding to reviewers and navigating the production process.

Step 1: Choosing a journal

Vector illustration depicting two characters choosing a journal from a screen which is in the middle of them.

Choosing which journal to publish your research paper in is one of the most significant decisions you have to make as a researcher. Where you decide to submit your work can make a big difference to the reach and impact your research has.

It’s important to take your time to consider your options carefully and analyze each aspect of journal submission – from shortlisting titles to your preferred method of publication, for example open access .

Don’t forget to think about publishing options beyond the traditional journals format – for example, open research platform F1000Research , which offers rapid, open publication for a wide range of outputs.

Why choose your target journal before you start writing?

The first step in publishing a research paper should always be selecting the journal you want to publish in. Choosing your target journal before you start writing means you can tailor your work to build on research that’s already been published in that journal. This can help editors to see how a paper adds to the ‘conversation’ in their journal.

In addition, many journals only accept specific manuscript formats of article. So, by choosing a journal before you start, you can write your article to their specifications and audience, and ultimately improve your chances of acceptance.

To save time and for peace of mind, you can consider using manuscript formatting experts while you focus on your research.

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How to select the journal to publish your research in

Choosing which journal to publish your research in can seem like an overwhelming task. So, for all the details of how to navigate this important step in publishing your research paper, take a look at our choosing a journal guide . This will take you through the selection process, from understanding the aims and scope of the journals you’re interested in to making sure you choose a trustworthy journal.

Don’t forget to explore our Journal Suggester to see which Taylor & Francis journals could be right for your research.

Go to guidance on choosing a journal

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Step 2: Writing your paper

Writing an effective, compelling research paper  is vital to getting your research published. But if you’re new to putting together academic papers, it can feel daunting to start from scratch.

The good news is that if you’ve chosen the journal you want to publish in, you’ll have lots of examples already published in that journal to base your own paper on. We’ve gathered advice on every aspect of writing your paper, to make sure you get off to a great start.

How to write your paper

How you write your paper will depend on your chosen journal, your subject area, and the type of paper you’re writing. Everything from the style and structure you choose to the audience you should have in mind while writing will differ, so it’s important to think about these things before you get stuck in.

Our  writing your paper guidance  will take you through everything you need to know to put together your research article and prepare it for submission. This includes getting to know your target journal, understanding your audiences, and how to choose appropriate keywords.

You can also use this guide to take you through your research publication journey .

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You should also make sure you’re aware of all the Editorial Policies  for the journal you plan to submit to. Don’t forget that you can contact our  editing services  to help you refine your manuscript.

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Step 3: Making your submission

Once you’ve chosen the right journal and written your manuscript, the next step in publishing your research paper is  to make your submission .

Each journal will have specific submission requirements, so make sure you visit  Taylor & Francis Online  and carefully check through the  instructions for authors  for your chosen journal.

How to submit your manuscript

To submit your manuscript you’ll need to ensure that you’ve gone through all the steps in our  making your submission  guide. This includes thoroughly understanding your chosen journal’s instructions for authors, writing an effective cover letter, navigating the journal’s submission system, and making sure your research data is prepared as required.

You can also  improve your submission experience  with our guide to avoid obstacles and complete a seamless submission.

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To make sure you’ve covered everything before you hit ‘submit’ you can also take a look at our  ‘ready to submit’ checklist  (don’t forget, you should only submit to one journal at a time).

Understand the process of making your submission

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Step 4: Navigating the peer review process

Now you’ve submitted your manuscript, you need to get to grips with one of the most important parts of publishing your research paper –  the peer review process .

What is peer review?

Peer review is the independent assessment of your research article by independent experts in your field. Reviewers, also sometimes called ‘referees’, are asked to judge the validity, significance, and originality of your work.

This process ensures that a peer-reviewed article has been through a rigorous process to make sure the methodology is sound, the work can be replicated, and it fits with the aims and scope of the journal that is considering it for publication. It acts as an important form of quality control for research papers.

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Peer review is also a very useful source of feedback, helping you to improve your paper before it’s published. It is intended to be a collaborative process, where authors engage in a dialogue with their peers and receive constructive feedback and support to advance their work.

Almost all research articles go through peer review, although in some cases the journal may operate post-publication peer review, which means that reviews and reader comments are invited after the paper is published.

If you’ll like to feel more confident before getting your work peer reviewed by the journal, you may want to consider using an  in-depth technical review service from experts.

Understanding peer review

Peer review can be a complex process to get your head around. That’s why we’ve put together a  comprehensive guide to understanding peer review . This explains everything from the many different types of peer review to the step-by-step peer review process and how to revise your manuscript. It also has helpful advice on what to do if your manuscript is rejected.

Visit our peer review guide for authors

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Step 5: The production process

If your paper is accepted for publication, it will then head into  production . At this stage of the process, the paper will be prepared for publishing in your chosen journal.

A lot of the work to produce the final version of your paper will be done by the journal production team, but your input will be required at various stages of the process.

What do you need to do during production?

During production, you’ll have a variety of tasks to complete and decisions to make. For example, you’ll need to check and correct proofs of your article and consider whether or not you want to  produce a video abstract  to accompany it.

Take a look at  our guide to the production process  to find out what you’ll need to do in this final step to getting your research published.

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Your research is published – now what?

You’ve successfully navigated publishing a research paper – congratulations! But the process doesn’t stop there. Now your research is published in a journal for the world to see, you’ll need to know  how to access your article  and  make sure it has an impact .

Here’s a  quick tip on how to boost your research impact  by investing in making your accomplishments stand out.

Below you’ll find helpful tips and post-publication support. From how to communicate about your research to how to request corrections or translations.

How to access your published article

When you publish with Taylor & Francis, you’ll have access to a new section on Taylor & Francis Online called  Authored Works . This will give you and all other named authors perpetual access to your article, regardless of whether or not you have a subscription to the journal you have published in.

You can also  order print copies of your article .

How to make sure your research has an impact

Taking the time to make sure your research has an impact can help drive your career progression, build your networks, and secure funding for new research. So, it’s worth investing in.

Creating a real impact with your work can be a challenging and time-consuming task, which can feel difficult to fit into an already demanding academic career.

To help you understand what impact means for you and your work, take a look at  our guide to research impact . It covers why impact is important, the different types of impact you can have, how to achieve impact – including tips on communicating with a variety of audiences – and how to measure your success.

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Keeping track of your article’s progress

Through your  Authored Works access , you’ll be able to get real-time insights about your article, such as views, downloads and citation numbers.

In addition, when you publish an article with us, you’ll be offered the option to sign up for email updates. These emails will be sent to you three, six and twelve months after your article is published to let you know how many views and citations the article has had.

Corrections and translations of published articles

Sometimes after an article has been published it may be necessary to make a change to the  Version of Record . Take a look at our dedicated  guide to corrections, expressions of concern, retractions and removals  to find out more.

You may also be interested in translating your article into another language. If that’s the case, take a look at our  information on article translations .

Go to your guide on moving through production

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Explore related posts

Insights topic: Get published

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5 practical tips for writing an academic article 

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5 ways to avoid the wrong journal and find the right one

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5 key benefits of using an academic editing service

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Find the right journal

If you know the name of the journal you want to submit to, view all journals .

If you would like us to recommend the journal/s that are best suited to publish your article, use our Journal Suggester . All you need is an abstract or description of your article to find matching journals.

Tips for finding the right journal

Submitting a manuscript to unsuitable journals is a common mistake, and can cause journal editors to reject the manuscript before peer review. Choosing a relevant journal makes it more likely that your manuscript will be accepted. Some factors to consider are:

  • The topics the journal publishes. If your research is applied, target a journal that publishes applied science; if it is clinical, target a clinical journal; if it is basic research, target a journal that publishes basic research. You may find it easier to browse a list of journals by subject area.
  • The journal's audience. Will researchers in related fields be interested in your study? If so, a journal that covers a broad range of topics may be best. If only researchers in your field are likely to want to read your study, then a field-specific journal would be best.
  • The types of articles the journal publishes. If you are looking to publish a review, case study or a theorem, ensure that your target journal accepts theses type of manuscripts.
  • The reputation of the journal. A journal's Impact Factor is one measure of its reputation, but not always the most important. You should consider the prestige of the authors that publish in the journal and whether your research is of a similar level.
  • What are your personal requirements: Does the journal usually publish articles quickly; is the "time to publication" important for you?

When looking for suitable journals in which to publish your own results, start with what you have read. You should already be familiar with published studies that are similar to yours. Which journal were those studies published in? The same journals may be appropriate for your manuscript, so make a list of them. If you need more journals to consider, you can do literature searches for other published articles in your field that are similar in scope and impact on the field, and see where they were published.

When you have a list of potential target journals, visit and read the websites for these journals. Every journal should have a page that provides instructions for authors, including information on many of the factors listed above.

Journals on your list that are not a match for your manuscript based on the factors listed above should be eliminated from consideration. Among the remaining journals, it is likely that one or more will stand out as a very good candidate. Consider if any additional experiments will give you a better chance of achieving publication in your top choice. If you are in a hurry to publish, consider which of the remaining journals offers rapid publication; if none do, consider which has the highest publication frequency. If your main goal is to reach as many readers as possible, strongly consider candidate journals that provide an open access option. Open access allows anyone to read your article, free of charge, online, which can make your article more likely to be read and cited.

When you have chosen the journal you think is the best fit for your study and your goals, it is usually a good idea to also identify your second- and third-choice journals. That way, if your paper is rejected from your first-choice journal, you can quickly submit to your second-choice journal.

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A bibliometric and systematic review of scientific publications on metaverse research in architecture: web of science (WoS)

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  • Güneş Mutlu Avinç   ORCID: orcid.org/0000-0003-1049-2689 1 &
  • Aslı Yıldız 2  

The global trends related to the concept of Metaverse in architecture have significantly expanded in recent years, thanks to the increasing number of scientific publications. Systematically examining the literature on this topic and identifying research trends and potential directions provides comprehensive data maps, thus charting a roadmap for researchers interested in working in this field. In this context, the research aims to identify the trends and tendencies of the concept of the Metaverse in the scientific literature over time at the primary analysis levels, such as countries, institutions, resources, articles, authors, and research topics. The research conducted with this aim involves a dynamic, visual, and systematic examination of the academic literature on academic publishing using data accessed without year limitations from the Web of Science Core Collection-Citation database. In the research conducted without year limitations, a sample comprising 334 articles published/planned to be published between 2005 and 2024 is analyzed. The bibliometrix R-Tool was used to enhance the analysis, and metadata was obtained from the WoS database. This analysis analyzed publications, citations, and information sources, including the most published journals, the most used keywords, the most cited and leading articles, the most cited academics, and the most contributing institutions and countries. In conclusion, this study aims to define the profile of international academic publishing in the field of the Metaverse, present its development, identify research fronts, detect emerging trends, and uncover the working themes and trends in the Metaverse specific to architecture. This study describes the profile of international academic publishing on the metaverse, presents its development, identifies research frontiers, identifies emerging trends, and reveals metaverse study themes and trends in architecture. As a result, education, virtual perception of space, building operation and maintenance, building evacuation, BIM (Building Information Modeling), cultural heritage, physical environment, built environment/planning, smart home, design and creativity, universal design/accessibility, sustainability, smart city/GIS, urban transportation systems, and in-use evaluation are identified as themes that have been studied in relation to the metaverse concept in architecture and design disciplines.

Avoid common mistakes on your manuscript.

Introduction

Information and communication technologies are undergoing rapid change and transformation every day. The concept of technology, which developed with computers in the 1990s, evolved into the Web in the 2000s, Web 2.0, the second stage of the evolution of the Web in the 2004s (Murugesan, 2007 ), telecommunications in the 2010s, and the metaverse in the 2020s (Lee, 2021 ).

Until the 1990s, Web 1.0 emerged as the first version. In this process, access to information was only one-way and there was no interaction. The Web 1.0 era was focused on making connections and obtaining information on the internet. Web 2.0, which emerged in 2004, includes forums, comments, blogs and social networks. However, Web 2.0 allowed users to share information as well as read. Thus, people started to communicate, collaborate and interact in another way (Alby, 2007 ). The concept of Web 3.0, known as the semantic web, which became active in 2010, made it possible to conduct a content search using keywords. Here, instead of humans, computers have come to the forefront to produce new information and think. Web 4.0, which started in 2016, focuses on access and intelligence (Latorre, 2018 ). Using machine learning technologies and artificial intelligence, users started to interact with data. Interpreted as an iteration of the Internet, the metaverse brings together a large number of different virtual spaces that provide access to various projects and entertainment environments using the full spectrum of augmented reality. In summary, the metaverse is the latest in a long line of emerging technologies (Nath, 2022 ). All these definitions are presented in the graph in Fig.  1 .

figure 1

The Changing Face of the Internet: Journey from Web 1.0 to Web 3.0 (Nath, 2022 )

The concept of Metaverse (fictional universe), which first emerged in Neal Stephenson's cyberpunk novel "Snow Crash" in 1992 (Ağırman & Barakalı, 2022 ), has seen a significant increase in studies on this subject after Marc Zuckerberg changed the name of Facebook and announced it as "Meta" in 2021 (see Figure 1 ). The word Metaverse is a combination of the prefix "meta" (meaning "beyond") and the suffix "verse" (short for "universe") (Dionisio et al., 2013 ). In this context, the Metaverse is defined as a virtual structure that allows participants to participate in real life or recreate real life through self-created avatars in a virtual metaphorical environment, independent of temporal and spatial constraints (Díaz et al., 2020 ). The concept of a metaverse or virtual world is a social and economic universe beyond commerce and entertainment, where digital users or avatars represent the individual (Lee, 2021 ). The Metaverse offers a potential environment in various fields, such as culture, education, design, and entertainment.

In the literature, there are studies on metaverse conducted with various keywords in different databases. For example, Abbate et al, ( 2022 ) conducted a study with the keyword “metaverse” in the title, abstract and keywords in the Scopus database, regardless of the time period studied, and the aim of the study was to review the studies on the Metaverse using bibliometric analysis. Feng et al. ( 2024 ), (2024) was conducted in the WOS database with the keywords “metaverse” and “Non-Fungible Token” between 2000 and 2023. Tas and Bolat, ( 2022 ), unlike these studies, conducted a bibliometric analysis of studies on the use of metaverse in education. Similarly, Bızel ( 2023 ) conducted a bibliometric analysis on the concept of “metaverse” and “education” in education between 2004 and 2022. Zhou et al. ( 2023 ) analyzed articles on the concept of metaverse in different databases between 1992 and 2022 and examined the concept of metaverse, its technical features, user behaviors and their theoretical foundations. Studies in the literature have examined the concept of metaverse in general or in relation to education. The scope of this study is the relationship between metaverse and architecture.

Given its inherent connection with architecture and design, this study primarily focuses on the Metaverse universe. Therefore, this study conducts a bibliometric examination of research related to the Metaverse and performs content analysis specifically within architecture. Bibliometrics is a quantitative analysis method that uses mathematical and statistical tools to measure the interrelation and impact of publications within a specific research field (Lee et al., 2020 ). Bibliometric research encompasses empirical methods focusing on quantitative literature studies (Ding et al., 2001 ). As a powerful tool for analyzing the information domain and revealing the cognitive-epistemological structure of the field (Van Eck & Waltman, 2010 ), it provides a macroscopic view across numerous academic studies. This method highlights influential research, authors, journals, institutions, and countries within a specific domain (Mora et al., 2019 ). Based on this premise, this research chose the WoS database for bibliometric analysis. Indeed, in every article indexed in WoS, research data such as authors, sources, cited references, keywords, and more can be accessed (Wang et al., 2022a , 2022b , 2022c ). Furthermore, the Metaverse literature obtained from the WoS database is systematically analyzed using the Bibliometrix and Biblioshiny software packages available in the R program. The following scientific questions guide this research.

RQ1: What is the development trend of publications in the Metaverse field over the years?

RQ2: How are the relationships among stakeholders in this field, such as authors, institutions, and countries?

RQ3: What are the main keywords in the study domain, and how are they clustered?

RQ4: What are the key elements, trends, and themes that characterize the global development of the Metaverse literature?

This bibliometric and content analysis conducted within this framework presents structured information and a comprehensive examination of the Metaverse field. Gaps, significant, and emerging points in the area are identified for researchers in this domain. The significance and contribution of this study lie in its examination of the literature related to the Metaverse and architectural design up to the present day.

Methodology

Data collection.

This study uses the Web of Science (WoS) database for bibliometric analysis. Indeed, the Web of Science database is preferred due to its wide range of tools for manipulating search results and its general, cited reference, and advanced search features (Norris & Oppenheim, 2007 :163; Merigó et al., 2015 ; Gaviria-Marin, 2019 ). On April 29, 2024, a comprehensive search was conducted across all fields in the Web of Science database using the following search query: "metaverse" AND "architect*" or "design" or "architectural studio" or "architectural education" or "building" or "architectural space" or "built environment" AND "virtual space" or "mixed reality" or "augmented reality" or "extended reality" or "cyberspace" or "virtual reality" or "virtual environment" or "virtual worlds" or "digital world" as keywords (Fig.  2 ). This search resulted in the identification of 513 studies.

figure 2

WoS search screen

The flow chart of the study is shown in Fig.  3 .

figure 3

Flowchart of the study

Bibliometric analysis

Bibliometric analysis, a quantitative approach to analyzing academic literature using bibliographies to identify, evaluate, and monitor published research, first used in 1969 (Broadus, 1987 ; Lee et al., 2020 ), is employed in this study to analyze trends and potentials in the field of the Metaverse. Bibliometric analysis distills a comprehensive overview of a specific area by processing a large volume of literature. In this context, bibliometric study provides a broad perspective on extensive research literature and enables the quantitative and objective delineation of research topics from the past to the present (Chen et al., 2021 ). The bibliometric analysis method analyzes development trends in various scientific research fields (Li & Ye, 2016 ). It aids researchers in creating knowledge maps that represent information structure in a particular area and examine their characteristics using statistical and mathematical methods (Ding et al., 2001 ; Godin, 2006 ).

In this study, the graphical web interface Biblioshiny, based on Bibliometrix 3.0 (URL-1), is used within the R software and RStudio environment to create knowledge maps. R software is noted as a dynamically writable and interpretable programming language for statistics and data analysis (Diez-Vial & Montoro-Sanchez, 2017 ; Donoho, 2021 ; Khan et al., 2016 ; Xu & Marinova, 2013 ).

The Bibliometrix R package plays an essential role in scientific methodology by providing a set of tools for quantitative research. This package is developed within the R programming language, an open-source environment and ecosystem. The R language offers substantial opportunities in scientific computation due to its multitude of practical statistical algorithms, access to high-quality numerical data, and integrated data visualization tools (Aria & Cuccurullo, 2017 ; Xie et al., 2020 ). Within the scope of this study, the literature data obtained from the WoS database was analyzed using the bibliometric analysis method within the Bibliometrix software environment. The knowledge maps and data obtained are presented in the findings section.

Distribution of annual documents

To reflect the trends in literature research, it is essential to analyze the accelerations that studies have demonstrated over time (Xie et al., 2020 ). In this context, it was determined that this research, without a time constraint, covers the relevant data from the years 2005 to 2023. It is seen that the number of research studies published on the Metaverse from 2005 to 2023 shows a similar trend with a small number of publications until 2021 but shows a significant increase starting from 2022 (Fig.  4 ). Based on the graphical data, it is anticipated that research in the Metaverse field will rapidly increase.

figure 4

Number of documentations by year

According to the analysis data from the Web of Science category, the top five categories prominently featured are Engineering Electrical Electronic (103), Computer Science Information Systems (102), Telecommunications (86), Computer Science Artificial Intelligence (58), and Computer Science Interdisciplinary Applications (58) (Fig.  5 ).

figure 5

Number of documentations by WoS Categories

When the classification of the retrieved studies is examined in the context of Sustainable Development Goals, it is determined that 168 studies were conducted for Quality Education, 61 for Good Health and Well-being, 32 for Sustainable Cities and Communities, 30 for Industry Innovation and Infrastructure, 17 for Responsible Consumption and Production, 3 for Affordable and Clean Energy, 1 for Gender Equality, 1 for Decent Work and Economic Growth, 1 for Reduced Inequality and 1 for Life on Land (Fig.  6 ).

figure 6

Number of documentations by Sustainable Development Goals

As a result of the studies on the Metaverse, 291 articles, 128 proceeding papers, 46 review articles, 37 early access, 5 book chapters and 4 editorial material were identified (Fig.  7 ).

figure 7

Number of document types

Data screening and inclusion criteria

As a result of the search conducted in the WoS database on April 29, 2024, a total of 513 sources potentially suitable for this study were identified. In this research, 323 documents were retrieved from 199 sources. In this study, which did not apply any time constraints, the retrieved documents spanned the period from 2005 to 2023. The data file downloaded in Bibtex format from the WoS database was uploaded to the Bibliometrix software (URL-1). In this step, publications written in English, accessible, and peer-reviewed were preferred for examination. In this context, the document type was limited to 'Article/Article; Book Chapter/Article; Early Access/Article; Review; Early Access/Review.' As a result of these restrictions, a total of 190 studies were excluded from the analysis. Figure  8 provides general information about these data.

figure 8

Primary data information in Bibliometrix software

Most relevant sources

The retrieved articles have been published in a total of 289 different sources. The sources with the most publications are the ‘IEEE Access’ (N = 13), ‘IEEE Network’ (N = 11), ‘Sustainability’ (N = 10), ‘Internet Research’ (N = 8) and ‘Electronics’ (N = 7) publications. Figure  9 presents the top 20 sources with the highest number of publications.

figure 9

Top 20 most relevant sources

Most frequent words

Keywords ensure the general comprehensibility of a research topic and its content. The analysis of high-frequency keywords reflects important and current topics in the Metaverse field. In this context, Fig.  9 , which includes the ‘TreeMap’, illustrates the tree structure of the 50 most frequently used keywords. In this representation, the size of the rectangle indicates the frequency of usage of the term within the rectangle. In this context, 'virtual-reality (50), augmented reality (30), design (28), system (24), technology (22)' are identified as the top five prominent terms. Additionally, this situation can also be observed through the created 'WordCloud,' which represents the frequency of usage of key terms in a word cloud (Fig.  10 ).

figure 10

Treemap chart of the 50 most frequently occurring "KeyWords Plus" terms and World cloud of the 50 most frequently occurring "KeyWords Plus" terms

Most relevant countries

Figure  11 shows the collaborations between co-authors and their countries. In this context, it is understood that the most co-authors are commonly found in China. In terms of the number of articles published by a single country; China (N = 51), USA (N = 27), Korea (N = 26), Italy (N = 12) and the United Kingdom (N = 9) are ranked as the top five. Similarly, for multiple-authored articles, the top five countries are as follows: China (N = 35), United Kingdom (N = 11), India (N = 8), USA (N = 6), Malaysia (N = 6), Singapore (N = 6), Korea (N = 5), Italy (N = 5) and USA (N = 5). When looking at Fig.  11 , the turquoise bars represent single-country publications (SCP), while the orange bars represent multi-country publications (MCP).

figure 11

Corresponding Author's Countries

Most relevant authors

Figure  12 presents a list of the top 20 authors with the highest number of publications. In this context, it is observed that Niyato has the highest number of publications (10). Following Niyato (N = 11), Xiong (7), Wang (6), Bibri (5), Kim (5), Li (5), Liu (5) and Wang (5) respectively.

figure 12

Most relevant Authors

Authors' production over time

The article dataset related to Metaverse publications includes a total of 1044 authors. Figure  13 displays a diagram depicting the top 20 most productive Metaverse authors during the study period. The size of the dots in this diagram represents the number of articles, while the colors' dimensions represent the annual total citation counts. Regarding the number of articles published during the study period, the top three most productive authors are Niyato (10 articles), followed by Xiong (6 articles), Wang (5 articles), Bibri (2 articles), and Kim (4 articles).

figure 13

The top 20 authors featured in research on the Metaverse

Most relevant affiliations

When evaluating the institutions where publications on the Metaverse have been conducted, Nanyang Technology University (Number of Articles = 20), Singapore University of Technology and Design (N = 15), Norwegian University (N = 12), Sungkyunkwan University (N = 11), and Gachon Univercity (N = 11) are listed as the top institutions (Fig.  14 ).

figure 14

Most relevant Affiliations

Country scientific production

The countries with the highest number of publications in the field of Metaverse are shown in Fig.  15 . The number of research articles is represented by the blue color intensity on the map. According to this graph, China (134), USA (130), Korea (87), United Kingdom (72), India (45), and Singapore (48) are ranked as leading countries in terms of publications.

figure 15

Country Scientific Production

Country collaboration map

International research collaboration for articles on Metaverse is depicted in Fig.  16 . The number of published articles is indicated by the intensity of the blue color on the map. The thickness of brown lines represents the intensity of collaboration based on frequency. While China stands out as the country with the strongest collaboration compared to other countries, the most collaborative countries are ranked as USA, Australia, and the United Kingdom, respectively.

figure 16

Country Collaboration Map for Metaverse Articles

Most cited countries

According to the graph shown in Fig.  17 , the top five countries receiving the most citations are ranked as follows: China (810), USA (689), Korea (659), France (275), and United Kingdom (207).

figure 17

Graph of Countries Receiving the Most Citations

Three-field plot

A three-field graph illustrating the relationship between keywords, countries, and journals is presented in Fig.  18 . The height of the rectangular nodes within the graph represents the frequency of author keywords, keywords plus, and authors. The thickness of the lines between nodes represents the number of connections (Wang et al., 2022a , 2022b , 2022c ).

figure 18

Three-Field Plot showing the relationship between authors keywords (left), keywords plus (middle) and authors (right)

Thematic map

To comprehensively capture the theme map of big data research, author keywords and index keywords from bibliographic records were clustered and classified by dividing them into two using the k-means and naive Bayes algorithms (Parlina et al., 2020 ). The revealed thematic map consists of thirteen clusters. For the clustering of metaverse topics, four categories are represented as clusters in different colors. In the first cluster represented by the green color, the terms ‘virtual reality’, ‘augmented reality’, and ‘design’ take prominence. In the blue cluster, terms such as ‘impact’, ‘experience’, and ‘virtual worlds’' are observed. As seen in Fig.  19 , the red cluster encompasses significant research topics.

figure 19

Thematic map generated using author's keywords

Trend topics

The Trend topics chart presented in Fig.  20 is created based on Keywords Plus. In this context, the size of the circles within the graph indicates the frequency of the term, while the length of the lines represents how long this concept has been studied. In this context, the results of the analysis conducted to identify trend topics with Keywords Plus are presented in Fig.  20 . Accordingly, virtual reality (f = 50), augmented reality (f = 30), technology (f = 24), design (f = 28), model (f = 22), and environments (f = 10) are determined as trend topics.

figure 20

Trend topics with Keywords Plus

Examination of publications in the field of architecture through content analysis

Among these studies, a total of 76 research papers were subjected to content analysis within the context of the relationship between architecture and the Metaverse, and the obtained data are presented in Table  1 . Each study has been categorized according to thematic areas within the fields of architecture and design, revealing that the studies were produced in a total of 15 categories: education, building operation and maintenance, building evacuation, Building Information Modelling (BIM), physical environment, virtual space perception, cultural heritage, built environment/planning, smart city/GIS, smart home, design and creativity, universal design/accessibility, sustainability, urban transportation systems, and post-occupancy evaluation. In addition, brief information about the specific topics each study within the field of architecture and design focused on under each study theme has been provided. According to the content analysis conducted, it is evident that education and virtual space perception themes are the most prevalent subjects of scientific research within disciplines related to architecture and design. The fact that the metaverse universe is a virtual fiction of the real world brings to the fore the question of how this universe is perceived by individuals. Consequently, the perception of virtual spaces becomes significant in studies related to the Metaverse. Furthermore, Table  1 indicates that the concept of the Metaverse is gaining importance in various themes related to architecture. It has the potential to be a promising research area in different fields such as different age groups, disability conditions, construction systems and technologies, cultural heritage, and transportation. The density and relevance of research themes in the fields of architecture and design align with the sustainable development goals related to the Metaverse. Themes such as education quality and sustainable cities and communities, as well as community objectives, are prominent in architectural studies as well.

Discussion and conclusion

This research, in general, reveals the overall trends in scientific research related to the Metaverse and specifically within the disciplines of architecture and design. The number of studies analyzed within the scope of the research has increased rapidly since 2021 and this momentum is expected to increase in the coming years. WoS categories such as Electrical-Electronic Engineering, Computer Science Information, and Telecommunications are prominent areas where the concept of the Metaverse is emphasized. In terms of sustainable development goals, topics like education quality, good health and well-being, and sustainable cities and communities are the focal points of research related to the Metaverse. When the document types are evaluated, it is seen that articles come to the forefront. The most frequently used keywords related to the Metaverse concept include virtual reality, augmented reality, design, system, and technology. In terms of the countries where the most studies are produced, China takes the lead, followed by countries such as the USA, Korea, and the United Kingdom. Additionally, the study provides data related to authors, citations, institutions, and journals.

The results of the bibliometric analysis conducted within the scope of the questions guiding the research are as follows.

This study, which evaluates the research conducted between 2005 and 2023, shows that there is a similar trend with a small number of publications until 2021, but there has been a significant increase since 2021. It is predicted that the research on this subject increased rapidly in 2023 and will increase rapidly in the coming years.

In the study, Nanyang Technology University, Singapore University of Technology and Design, Norwegian University, Sungkyunkwan University, and Gachon University stand out as research institutions related to the metaverse. In the study, Niyato was found to be the author with the highest number of publications. He is followed by Xiong Wang, Bibri, Kim, Li, Liu and Wang. In the study, China, the USA, Korea, the United Kingdom, India and Singapore are ranked as the leading countries in terms of publications. However, when the cooperation potentials of the countries are analyzed, China stands out as the country with the strongest cooperation compared to other countries, while the countries with the most cooperation are the USA, Australia and the UK, respectively.

In the publications examined in the study, it was determined that the keywords metaverse, virtual reality, augmented reality, extended reality, artificial intelligence, blockchain, reality, mixed reality, virtual were frequently used.

The prominent themes clustered in the study are “impact, experience, virtual worlds”, “internet, challenges, blockchain”, “integration, rehabilitation, walking” and “virtual-reality, augmented reality, design”. The global collaborative network framework of Metaverse literacy and research needs to be strengthened. In the future, it is envisioned that this research area will further develop in sectors such as education, health, arts, commerce and entertainment. The results of this study are intended to serve as a reference for future applied research on the metaverse.

The particular focus of this study is to examine the themes in which the concept of the Metaverse has been explored within the disciplines of architecture and design. The content of architectural publications addressing the Metaverse has been analyzed in the study, revealing research trends in this field. Within this context, various themes related to the concept of the Metaverse have been explored in the disciplines of architecture and design. These themes include education, building operation and maintenance, building evacuation, Building Information Modelling (BIM), physical environment, virtual space perception, cultural heritage, built environment/planning, smart cities/GIS, smart homes, design and creativity, universal design/accessibility, sustainability, urban transportation systems, and evaluation in the usage process. Among these themes, education and virtual space perception stand out as the most researched areas.

In conclusion, this study aims to provide guidance for researchers by demonstrating how the concept of the Metaverse has shaped a research landscape within the disciplines of architecture and design over time.

This study presents a bibliometric and content analysis of a research conducted in the WoS database with the keywords “metaverse” AND “architect*” or “design” or “architectural studio” or “architectural education” or “building” or “architectural space” or “built environment” AND “virtual space” or “mixed reality” or “augmented reality” or “extended reality” or “cyberspace” or “virtual reality” or “virtual environment” or “virtual worlds” or “digital world”. The study covers the use of metaverse in the field of architecture and design.

Although the concrete reality of the Metaverse has not materialized due to its conceptual novelty, its future prospects are interpreted as promising (Piñeiro-Chousa et al., 2024 ). In this context, researchers can contribute to this point by analyzing the theoretical foundations of the Metaverse in depth. In future studies, in order to obtain more systematic quantitative results on the metaverse, it is planned to expand the keywords, search different databases and include various contents in the study. In addition, it is planned to examine architectural content produced on digital architecture platforms related to metaverse. In order to expand the scope of the study, the relationship of the metaverse with different disciplines will be discussed.

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  • Research guidance and support : an overview of guidance and support available through the RPS, including one-to-one support sessions, in-depth guidance, and signposting to relevant funding, training and development opportunities;
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Bound star clusters observed in a lensed galaxy 460 Myr after the Big Bang

  • Angela Adamo   ORCID: orcid.org/0000-0002-8192-8091 1 ,
  • Larry D. Bradley 2   na1 ,
  • Eros Vanzella   ORCID: orcid.org/0000-0001-5228-9326 3   na1 ,
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  • Jose M. Diego   ORCID: orcid.org/0000-0001-9065-3926 6 ,
  • Guillaume Mahler 7 , 8 , 9 ,
  • Masamune Oguri   ORCID: orcid.org/0000-0003-3484-399X 10 , 11 ,
  • Keren Sharon   ORCID: orcid.org/0000-0002-7559-0864 12 ,
  • Abdurro’uf 2 , 13 ,
  • Tiger Yu-Yang Hsiao 2 , 13 ,
  • Xinfeng Xu   ORCID: orcid.org/0000-0002-9217-7051 14 , 15 ,
  • Matteo Messa   ORCID: orcid.org/0000-0003-1427-2456 3 ,
  • Augusto E. Lassen   ORCID: orcid.org/0000-0003-3575-8316 1 , 16 ,
  • Erik Zackrisson 17 , 18 ,
  • Gabriel Brammer   ORCID: orcid.org/0000-0003-2680-005X 19 , 20 ,
  • Dan Coe   ORCID: orcid.org/0000-0001-7410-7669 2 , 13 , 21 ,
  • Vasily Kokorev   ORCID: orcid.org/0000-0002-5588-9156 22 ,
  • Massimo Ricotti 4 ,
  • Adi Zitrin   ORCID: orcid.org/0000-0002-0350-4488 23 ,
  • Seiji Fujimoto   ORCID: orcid.org/0000-0001-7201-5066 24 ,
  • Akio K. Inoue   ORCID: orcid.org/0000-0002-7779-8677 25 , 26 ,
  • Tom Resseguier   ORCID: orcid.org/0009-0007-0522-7326 13 ,
  • Jane R. Rigby   ORCID: orcid.org/0000-0002-7627-6551 5 ,
  • Yolanda Jiménez-Teja 27 , 28 ,
  • Rogier A. Windhorst 29 ,
  • Takuya Hashimoto 30 , 31 &
  • Yoichi Tamura   ORCID: orcid.org/0000-0003-4807-8117 32  

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  • Early universe
  • Galaxies and clusters

The Cosmic Gems arc is among the brightest and highly magnified galaxies observed at redshift z ∼ 10.2 1 . However, it is an intrinsically UV faint galaxy, in the range of those now thought to drive the reionization of the universe 2–4 . Hitherto the smallest features resolved in a galaxy at a comparable redshift are between a few hundreds and a few tens of parsecs 5,6 . Here we report JWST observations of the Cosmic Gems. The light of the galaxy is resolved into five star clusters located in a region smaller than 70 parsec. They exhibit minimal dust attenuation and low metallicity, ages younger than 50 Myr and intrinsic masses of ∼ 10 6 M ⊙ . Their lensing-corrected sizes are approximately 1 pc, resulting in stellar surface densities near 10 5 M ⊙ /pc 2 , three orders of magnitude higher than typical young star clusters in the local universe 7 . Despite the uncertainties inherent to the lensing model, they are consistent with being gravitationally bound stellar systems, i.e., proto-globular clusters (proto-GCs). We conclude that star cluster formation and feedback likely contributed to 3 shape the properties of galaxies during the epoch of reionization.

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Author information.

These authors contributed equally: Larry D. Bradley, Eros Vanzella

Authors and Affiliations

Astronomy Department, Stockholm University & Oskar Klein Centre, Roslagstullsbacken 21, Stockholm, Sweden

Angela Adamo, Adélaïde Claeyssens & Augusto E. Lassen

Space Telescope Science Institute (STScI), 3700 San Martin Drive, Baltimore, MD, USA

Larry D. Bradley,  Abdurro’uf, Tiger Yu-Yang Hsiao & Dan Coe

Osservatorio di Astrofisica e Scienza dello Spazio di Bologna, INAF, via Gobetti 93/3, Bologna, Italy

Eros Vanzella & Matteo Messa

Department of Astronomy, University of Maryland, 4296 Stadium Drive, College Park, USA

Brian Welch & Massimo Ricotti

Astrophysics Science Division, Code 660, NASA Goddard Space Flight Center, 8800 Greenbelt Rd., Greenbelt, MD, USA

Brian Welch & Jane R. Rigby

Instituto de Física de Cantabria, (CSIC-UC), Avda. Los Castros s/n., Santander, Spain

Jose M. Diego

STAR Institute,Quartier Agora - Allée du six Août, 19c, Liège, Belgium

Guillaume Mahler

Centre for Extragalactic Astronomy, Durham University, South Road, Durham, UK

Institute for Computational Cosmology, Durham University, South Road, Durham, UK

Center for Frontier Science, Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba, Japan

Masamune Oguri

Department of Physics, Graduate School of Science, Chiba University, 1-33 Yayoi-cho, Inage-ku, Chiba, Japan

Department of Astronomy, University of Michigan, 1085 S. University Ave, Ann Arbor, MI, USA

Keren Sharon

Center for Astrophysical Sciences, Department of Physics and Astronomy, The Johns Hopkins University, 3400 N Charles St., Baltimore, MD, USA

Abdurro’uf, Tiger Yu-Yang Hsiao, Dan Coe & Tom Resseguier

Department of Physics and Astronomy, Northwestern University, 2145 Sheridan Road, Evanston, IL, USA

Center for Interdisciplinary Exploration and Research in Astrophysics (CIERA), Northwestern University, 1800 Sherman Avenue, Evanston, IL, USA

Instituto de Física, Departamento de Astronomia, Universe Federal do Rio Grande do Sul, Avenida Bento Gonçalves, Porto Alegre, Brazil

Augusto E. Lassen

Observational Astrophysics, Department of Physics and Astronomy, Uppsala University, Box 516, Uppsala, Sweden

Erik Zackrisson

Swedish Collegium for Advanced Study, Linneanum, Thunbergsvägen 2, Uppsala, Uppsala, Sweden

Cosmic Dawn Center (DAWN), Copenhagen, Denmark

Gabriel Brammer

Niels Bohr Institute, University of Copenhagen, Jagtvej 128, Copenhagen, Denmark

Association of Universities for Research in Astronomy (AURA) for the European Space Agency (ESA), STScI, Baltimore, MD, USA

Kapteyn Astronomical Institute, University of Groningen, Landleven 12, Groningen, Netherlands

Vasily Kokorev

Department of Physics, Ben-Gurion University of the Negev, P.O. Box 653, Be’er-Sheva, Israel

Department of Astronomy, The University of Texas at Austin, Austin, TX, USA

Seiji Fujimoto

Department of Physics, School of Advanced Science and Engineering, Faculty of Science and Engineering, Waseda University, 3-4-1 Okubo, Shinjuku, Tokyo, Japan

Akio K. Inoue

Waseda Research Institute for Science and Engineering, Faculty of Science and Engineering, Waseda University, 3-4-1 Okubo, Shinjuku, Tokyo, Japan

Instituto de Astrofísica de Andalucía, (CSIC), Glorieta de la Astronomía s/n., Granada, Spain

Yolanda Jiménez-Teja

Observatório Nacional, (MCTI), Rua Gal. José Cristino 77, São Cristóvão, Rio de Janeiro, Brazil

School of Earth and Space Exploration, Arizona State University, Tempe, AZ, USA

Rogier A. Windhorst

Division of Physics, Faculty of Pure and Applied Sciences, University of Tsukuba, 1-1-1 Tennodai, Tsukuba, Ibaraki, Japan

Takuya Hashimoto

Tomonaga Center for the History of the Universe (TCHoU), University of Tsukuba, 1-1-1 Tennodai, Tsukuba, Ibaraki, Japan

Department of Physics, Graduate School of Science, Nagoya University, Furo, Chikusa, Nagoya, Japan

Yoichi Tamura

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Correspondence to Angela Adamo .

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Adamo, A., Bradley, L.D., Vanzella, E. et al. Bound star clusters observed in a lensed galaxy 460 Myr after the Big Bang. Nature (2024). https://doi.org/10.1038/s41586-024-07703-7

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DOI : https://doi.org/10.1038/s41586-024-07703-7

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